DFX Intelligence

A••••••• I••••••••• ••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A••••••• I••••••••• ••• I•••

CRD 169236

BOSTON, MA

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Search this name across graphsid dfx:ria:6ddd11fc-cad0-1aa7-f54d-3cf43b9d2e91

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 6
On other graphs: 2
Observed: Oct 8, 2013 to Mar 23, 2026
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••••••• I••••••••• ••• I•••

Intermediary · shared crd

Real Estate Fundsidentity

A••••••• I••••••••• ••• I•••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.83 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $6.9B••• Locked
Discretionary RAUM: $6.9B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• I••••••••• G•••• L••	Owner	E	yes	05/2023	Mar 29, 2024	Mar 29, 2024
A••••••• I••••••••• H••••••• L••	Owner	E	yes	05/2023	Mar 29, 2024	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••• ••• L••••••	n/a	n/a	n/a	N	yes	n/a
A••••••• I••••••••• ••••• P••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.9B	$4.4B	59.3%	$11B	-14.3%	4	5	0	0

Relationships

Affiliated with (1)

← A••••••• I••••••••• ••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (6)

← L••••••• A••••••••• S••••••OwnerDIRECTOR/CCO/ DEPUTY CEO, ownership code NA, individual
Feb 8, 2018 to Mar 29, 2024factForm ADV
← S••••• D•••••• R••••• U••OwnerOWNER, ownership code E, individual
Oct 8, 2013 to Mar 29, 2024factForm ADV
← C•••••• M•••• D••••••OwnerDIRECTOR, PRESIDENT, ownership code NA, individual

Dated events

Occurred
Mar 23, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$2.6B
Occurred
Mar 25, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-8.5B
Occurred
Mar 31, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$2.6B
Occurred
Apr 11, 2019
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ddd11fc-cad0-1aa7-f54d-3cf43b9d2e91
First observed: Oct 8, 2013
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.