DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A••••••• I••••••••• ••• I•••
Latest filing Mar 23, 2026
First filing on the tape Oct 8, 2013 · 26 filings
SEC status approved since Oct 15, 2013
RAUM
$6.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$6.9B as of Mar 23, 2026
Mar 31, 2014$415M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 31, 20140 then
Employees (5.A)4 as of Mar 23, 2026
Mar 31, 20141 then
Private funds1 as of Mar 30, 2016
Mar 31, 20151 then
RAUM +59% over the last fiscal year-14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +59%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=0.83 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• M•••• D•••••• · Director, Presidentcontrolsince 04/2019 · owns less than 5%
- L••••••• A••••••••• S•••••• · Director/Cco/ Deputy Ceocontrolsince 02/2018 · owns less than 5%
- S••••• D•••••• R••••• U•• · Directorcontrolsince 08/2016 · owns less than 5%
- S••••• D•••••• R••••• U•• · Ownercontrolsince 08/2016 · owns 75% or more of N• S•• R•••
- F•••••••• J•••• · Secretarysince 04/2022 · owns less than 5%
Entity owners
- A••••••• I••••••••• G•••• L•• · Ownerdirect · owns 75% or more
- A••••••• I••••••••• H••••••• L•• · Ownerindirect · owns 75% or more of A••••••• I••••••••• G•••• L••
- N• S•• R••• · Ownerindirect · owns 75% or more of A••••••• I••••••••• H••••••• L••
Related persons
Schedule D 7.A
- A••••••• ••• L••••••investment adviserbankn
- A••••••• I••••••••• ••••• P••• L••investment advisern
- A••••••• I••••••••• •••••••• L••••••investment advisern
- A••••••• I••••••••• K•••investment advisern
- A••••••• S••••••••• H••••• L••••••pooled vehicle sponsorn
Advisers that list A••••••• I••••••••• ••• I••• as a related person
- 157351 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 8 to 5Nov 18, 2025 to Mar 23, 2026
- Employees · 5 to 4Nov 18, 2025 to Mar 23, 2026
- Discretionary RAUM · $4.4B to $6.9BNov 18, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $3.3B to $5.7BNov 18, 2025 to Mar 23, 2026
- RAUM · $4.4B to $6.9BNov 18, 2025 to Mar 23, 2026
- Accounts · 5 to 8Mar 29, 2024 to Mar 25, 2025
- Pooled vehicle clients · 4 to 3Mar 29, 2024 to Mar 25, 2025
- Employees · 4 to 5Mar 29, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 25, 2025
- Discretionary RAUM · $13B to $4.4BMar 29, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $13B to $3.3BMar 29, 2024 to Mar 25, 2025
- RAUM · $13B to $4.4BMar 29, 2024 to Mar 25, 2025
- Accounts · 6 to 5Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 6 to 4Mar 31, 2023 to Mar 29, 2024
- Assets in custody · 0.0 to unsetMar 31, 2023 to Mar 29, 2024
- Custody of client assets · true to falseMar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $11B to $13BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $11B to $13BMar 31, 2023 to Mar 29, 2024
- RAUM · $11B to $13BMar 31, 2023 to Mar 29, 2024
- Accounts · 10 to 6Apr 1, 2022 to Mar 31, 2023
- Advisory employees · 3 to 4Apr 1, 2022 to Mar 31, 2023
- Pooled vehicle clients · 10 to 6Apr 1, 2022 to Mar 31, 2023
- Discretionary RAUM · $13B to $11BApr 1, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $13B to $11BApr 1, 2022 to Mar 31, 2023
- RAUM · $13B to $11BApr 1, 2022 to Mar 31, 2023
- Accounts · 9 to 10Mar 31, 2021 to Apr 1, 2022
- Pooled vehicle clients · 9 to 10Mar 31, 2021 to Apr 1, 2022
- Discretionary RAUM · $11B to $13BMar 31, 2021 to Apr 1, 2022
- Pooled vehicle RAUM · $11B to $13BMar 31, 2021 to Apr 1, 2022
- RAUM · $11B to $13BMar 31, 2021 to Apr 1, 2022
- Advisory employees · 2 to 3Mar 30, 2020 to Mar 31, 2021
- BD registered reps · 2 to 0Mar 30, 2020 to Mar 31, 2021
- Employees · 5 to 4Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $8.5B to $11BMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $8.5B to $11BMar 30, 2020 to Mar 31, 2021
- RAUM · $8.5B to $11BMar 30, 2020 to Mar 31, 2021
- Accounts · 8 to 9Mar 2, 2020 to Mar 30, 2020
- Advisory employees · 3 to 2Mar 2, 2020 to Mar 30, 2020
- Pooled vehicle clients · 8 to 9Mar 2, 2020 to Mar 30, 2020
- Employees · 6 to 5Mar 2, 2020 to Mar 30, 2020
Signals
6 dated events
- A••••••• I••••••••• ••• I••• reported RAUM $6.9B, up 59% from $4.4B (2025-11-18 to 2026-03-23)Mar 23, 2026 · RAUM change · derived
- A••••••• I••••••••• ••• I••• reported RAUM $4.4B, down 66% from $12.9B (2024-03-29 to 2025-03-25)Mar 25, 2025 · RAUM change · derived
- A••••••• I••••••••• ••• I••• reported RAUM $11.1B, up 31% from $8.5B (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- J•••• F••••••• (Director) no longer on Schedule A of A••••••• I••••••••• ••• I••• (listed 2019-04-01, absent 2019-04-11)Apr 11, 2019 · Control person left · inference
- A••••••• I••••••••• ••• I••• reported RAUM $10.4B, up 44% from $7.2B (2017-06-29 to 2018-02-08)Feb 8, 2018 · RAUM change · derived
- A••••••• I••••••••• ••• I••• filed its initial SEC registration (Form ADV)Oct 8, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••••• I••••••••• ••• I••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/algebris-investments/posts/?feedView=alreportedpublic record, Form ADV, Sep 19, 2026
- Website
- A•••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-648-4829reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
A••••••• I••••••••• ••• I••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…