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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

DMITRI VICTOR EFIMOV

Advisor at CITIGROUP GLOBAL MARKETS INC.

NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 21, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIGROUP GLOBAL MARKETS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 21, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 21, 1999
First registration: Nov 21, 2012
Dual registered: yes, broker-dealer
Other names: Dmitri Victor Efimov|DMITRI V EFIMOV
IAPD individual key: 2415376

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 9, 2022	n/a	yes	NEW YORK, NY	Current employment
CONSULTIVA WEALTH MANAGEMENT, CORP.	Other adviser	Jul 28, 2022	Oct 28, 2022	no	SOUTHPORT, CT\|SAN JUAN, PR	Previous registration
UCAP AMERICAS	Mixed wealth	May 17, 2019	Nov 11, 2020	no	MIAMI, FL	Previous registration
LEUCADIA ASSET MANAGEMENT LLC	Asset manager	Nov 21, 2012	Mar 12, 2015	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONSULTIVA WEALTH MANAGEMENT, CORP.	CITIGROUP GLOBAL MARKETS INC.	Oct 28, 2022	Nov 9, 2022	12	Firm change	Other
UCAP AMERICAS	CONSULTIVA WEALTH MANAGEMENT, CORP.	Nov 11, 2020	Jul 28, 2022	624	Firm change after gap	Other
LEUCADIA ASSET MANAGEMENT LLC	UCAP AMERICAS	Mar 12, 2015	May 17, 2019	1,527	Firm change after gap	Other

Relationships

Registered with (4)

→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: current employment
Nov 9, 2022 to presentfactForm ADV
→ CONSULTIVA WEALTH MANAGEMENT, CORP.Registered adviserregistration: previous registration
Jul 28, 2022 to Oct 28, 2022factForm ADV
→ UCAP AMERICASRegistered adviserregistration: previous registration
May 17, 2019 to Nov 11, 2020factForm ADV
→ LEUCADIA ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 21, 2012 to Mar 12, 2015factForm ADV

Dated events

Occurred
Oct 28, 2022
Advisor changed firm
Dmitri Victor Efimov left Consultiva Wealth Management, Corp. for Citigroup Global Markets Inc. (registered 2022-11-09)
Form ADVobserved 3 days ago