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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

UCAP AMERICAS

UCAP ASSET MANAGEMENT LLC, CRD 170846

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4a80e992-2596-a2f6-187a-496ee59a48bc

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 10
On other graphs: 0
Observed: Apr 11, 2014 to Mar 27, 2026
50 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.31 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=9.0
Regulatory AUM: $208MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $179M
Private client RAUM: $64.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 31%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $20.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 184
Individual clients: 9
High net worth clients: 88
SEC number: 801-79625
CRD: 170846
Filings on the tape: 50
First filed: Apr 11, 2014
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
EMMANUEL M CASUSCELLI	n/a	MIAMI, FL	7	15	1	yes
SUSAN DISDIER	n/a	MIAMI, FL	5	14	3	yes
ANA MARIA PARRA	n/a	MIAMI, FL	5	17	4	yes
FRANCISCO MIGUEL DE LA CAMARA	n/a	MIAMI, FL	4	36	2	yes
ALMA ESTRADA	n/a	MIAMI, FL	4	23	2	yes
MIGUEL LUIS ORTIZ	n/a	MIAMI, FL \| Miami, FL	4	26	5	yes
LOURDES MARINA ZALDANA	n/a	MIAMI, FL	3	14	1	yes
LUIS ENRIQUE JOCELYN-HOLT	n/a	MIAMI, FL	1	17	1	yes
GUSTAVO ADOLFO SR GELVEZ	n/a	MIAMI, FL	0	21	n/a	yes
GEORGE GANDARIAS	n/a	MIAMI, FL	0	26	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAMPANO, SIXTO	Ceo	Na	yes	11/2020	Dec 1, 2020	Sep 27, 2024
Caratini, Dinah	CHIEF COMPLIANCE OFFICER	Na	yes	07/2021	Jul 22, 2021	Sep 27, 2024
HOLDCO LDH LLC	Owner	E	yes	01/2022	Jan 10, 2024	Sep 27, 2024
HOWELL, LAWRENCE, DAMON	Owner	F	yes	01/2022	Apr 11, 2014	Sep 27, 2024
MASSENS, JUAN, CARLOS	Coo	Na	yes	01/2021	Mar 31, 2021	Sep 27, 2024
UNION CAPITAL GROUP USA LLC	SOLE MEMBER/OWNER	E	yes	03/2015	Mar 31, 2017	Sep 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPITAL UNION BANK LTD	n/a	n/a	n/a	N	yes	n/a
LAKE GENEVA INVESTMENT PARTNERS	n/a	n/a	n/a	N	yes	n/a
PREMIUM LIFE INSURANCE LTD.	n/a	n/a	n/a	N	yes	n/a
UCAP AM PTE LTD.( SINGAPORE)	n/a	n/a	n/a	N	yes	n/a
UCAP ASSET MANAGEMENT (UK) LTD	n/a	n/a	n/a	N	yes	n/a
UCAP BAHAMAS LTD	n/a	n/a	n/a	N	yes	n/a
UCAP HONG KONG ASSET MANAGEMENT	n/a	n/a	n/a	N	yes	n/a
UCAP SECURITIES (HK) LIMITED	n/a	n/a	n/a	N	yes	n/a
UCAP SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a
UNION CAPITAL ASSET MANAGEMENT (TAIWAN) CO. LTD	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$208M	$179M	14	7	0	n/a	n/a
2024	Mar 26, 2025	$166M	$139M	10	7	0	n/a	n/a
2023	Mar 15, 2024	$165M	$164M	12	7	0	n/a	n/a
2022	Mar 31, 2023	$190M	$188M	12	9	0	n/a	n/a
2021	Mar 16, 2022	$284M	$265M	14	10	1	n/a	n/a
2020	Mar 31, 2021	$155M	$88.7M	15	12	1	n/a	n/a
2019	Apr 1, 2020	$143M	$49.0M	15	13	1	n/a	n/a
2018	Apr 1, 2019	$91.1M	$73.5M	11	5	2	n/a	n/a
2017	Mar 30, 2018	$43.0M	$43.0M	11	5	2	n/a	n/a
2016	Mar 31, 2017	$127M	$16.5M	5	5	n/a	n/a	n/a
2015	Mar 29, 2016	$110M	$0	2	2	n/a	n/a	n/a
2014	Mar 31, 2015	$30.0M	$0	2	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$208M	$166M	25.5%	$190M	3.1%	14	10	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Mar 14, 2017	Mar 5, 2019	MIAMI, FL	Team lift out	Other	0.0%

Relationships

Registered with (21)

← GEORGE GANDARIASAdvisorregistration: current employment
Jan 29, 2026 to presentfactForm ADV
← GUSTAVO ADOLFO SR GELVEZAdvisorregistration: current employment
Nov 20, 2025 to presentfactForm ADV
← LUIS ENRIQUE JOCELYN-HOLTAdvisorregistration: current employment
Jul 18, 2025 to presentfactForm ADV
← LOURDES MARINA ZALDANAAdvisorregistration: current employment
Aug 22, 2023 to presentfactForm ADV
← MIGUEL LUIS ORTIZAdvisorregistration: current employment
Jul 25, 2022 to presentfactForm ADV
← ALMA ESTRADAAdvisorregistration: current employment
Oct 27, 2021 to presentfactForm ADV
← FRANCISCO MIGUEL DE LA CAMARAAdvisorregistration: current employment
Oct 6, 2021 to presentfactForm ADV
← ANA MARIA PARRAAdvisorregistration: current employment
Aug 31, 2021 to presentfactForm ADV
← SUSAN DISDIERAdvisorregistration: current employment
Jul 22, 2021 to presentfactForm ADV
← EMMANUEL M CASUSCELLIAdvisorregistration: current employment
Mar 5, 2019 to presentfactForm ADV
← ROBERT DAVID HAGGARDAdvisorregistration: previous registration
Oct 9, 2020 to Oct 3, 2024factForm ADV
← JAMES MICHAEL JIAOAdvisorregistration: previous registration
Oct 6, 2020 to Dec 31, 2022factForm ADV
← IRIS SANGUINETTIAdvisorregistration: previous registration
May 28, 2019 to Jul 19, 2022factForm ADV
← OSCAR DAVID FLORES DE VALGAZAdvisorregistration: previous registration
Oct 3, 2018 to Aug 12, 2021factForm ADV
← Gino RussoAdvisorregistration: previous registration
May 29, 2019 to Mar 16, 2021factForm ADV
← AROLDO BALBINOAdvisorregistration: previous registration
Oct 8, 2020 to Jan 22, 2021factForm ADV
← DMITRI VICTOR EFIMOVAdvisorregistration: previous registration
May 17, 2019 to Nov 11, 2020factForm ADV
← LUIS JACOB ALAYO RIERAAdvisorregistration: previous registration
Sep 17, 2019 to Jul 10, 2020factForm ADV
← JUAN FELIPE RODRIGUEZ OSORIOAdvisorregistration: previous registration
Sep 17, 2019 to Apr 3, 2020factForm ADV
← JUAN MANUEL DORIAAdvisorregistration: previous registration
Nov 7, 2017 to Jun 21, 2018factForm ADV
← NICHOLAS PATRICK SALASAdvisorregistration: previous registration
Jul 21, 2017 to Dec 31, 2017factForm ADV

Affiliated with (1)

← ADI DASSLER FAMILY OFFICE LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← HOWELL, LAWRENCE, DAMONOwnerOWNER, ownership code F, individual
Apr 11, 2014 to Sep 27, 2024factForm ADV
← CAMPANO, SIXTOOwnerCEO, ownership code NA, individual
Dec 1, 2020 to Sep 27, 2024factForm ADV
← Caratini, DinahOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 22, 2021 to Sep 27, 2024factForm ADV
← MASSENS, JUAN, CARLOSOwnerCOO, ownership code NA, individual
Mar 31, 2021 to Sep 27, 2024factForm ADV
← HOLDCO LDH LLCOwnerOWNER, ownership code E, domestic entity
Jan 10, 2024 to Sep 27, 2024factForm ADV
← UNION CAPITAL GROUP USA LLCOwnerSOLE MEMBER/OWNER, ownership code E, domestic entity
Mar 31, 2017 to Sep 27, 2024factForm ADV

Moved with (1)

← MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviser2 advisors, team lift out, same day
Mar 14, 2017 to Mar 5, 2019factForm ADV

Dated events

Occurred
Oct 3, 2024
Advisor changed firm
Robert David Haggard left Ucap Americas for Apollon Wealth Management, Llc (registered 2024-09-18)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2022
Advisor changed firm
James Michael Jiao left Ucap Americas for Insigneo Advisory Services, Llc (registered 2023-01-04)
Form ADVobserved 4 days ago
Occurred
Jul 19, 2022
Advisor changed firm
Iris Sanguinetti left Ucap Americas for Consultiva Wealth Management, Corp. (registered 2022-08-02)
Form ADVobserved 4 days ago
Occurred
Mar 16, 2022
Regulatory AUM changed
Ucap Americas reported RAUM $284.4M, up 84% from $154.8M (2021-11-15 to 2022-03-16)
Form ADVobserved 4 days ago
$130M
Occurred
Jul 22, 2021
Control person left
Allan David Wasitowski (Cco) no longer on Schedule A of Ucap Americas (listed 2021-06-10, absent 2021-07-22)
Form ADVobserved 4 days ago
Occurred
Jul 22, 2021
Control person joined
Dinah Caratini (Chief Compliance Officer) appeared on Schedule A of Ucap Americas
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Control person joined
Carlos Juan Massens (Coo) appeared on Schedule A of Ucap Americas
Form ADVobserved 4 days ago
Occurred
Dec 1, 2020
Control person left
Alfonso Luis Marino (Ceo) no longer on Schedule A of Ucap Americas (listed 2020-10-08, absent 2020-12-01)
Form ADVobserved 4 days ago
Occurred
Dec 1, 2020
Control person joined
Sixto Campano (Ceo) appeared on Schedule A of Ucap Americas
Form ADVobserved 4 days ago
Occurred
Apr 11, 2014
First Form ADV filing
Ucap Asset Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a80e992-2596-a2f6-187a-496ee59a48bc
First observed: Apr 11, 2014
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UCAP AMERICAS

UCAP ASSET MANAGEMENT LLC, CRD 170846

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4a80e992-2596-a2f6-187a-496ee59a48bc

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:46 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

EMMANUEL M CASUSCELLI

n/a

MIAMI, FL

yes

SUSAN DISDIER

n/a

MIAMI, FL

yes

ANA MARIA PARRA

n/a

MIAMI, FL

yes

FRANCISCO MIGUEL DE LA CAMARA

n/a

MIAMI, FL

yes

ALMA ESTRADA

n/a

MIAMI, FL

yes

MIGUEL LUIS ORTIZ

n/a

MIAMI, FL | Miami, FL

yes

LOURDES MARINA ZALDANA

n/a

MIAMI, FL

yes

LUIS ENRIQUE JOCELYN-HOLT

n/a

MIAMI, FL

yes

GUSTAVO ADOLFO SR GELVEZ

n/a

MIAMI, FL

n/a

yes

GEORGE GANDARIAS

n/a

MIAMI, FL

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAMPANO, SIXTO

Ceo

yes

11/2020

Dec 1, 2020

Sep 27, 2024

Caratini, Dinah

CHIEF COMPLIANCE OFFICER

yes

07/2021

Jul 22, 2021

Sep 27, 2024

HOLDCO LDH LLC

Owner

yes

01/2022

Jan 10, 2024

Sep 27, 2024

HOWELL, LAWRENCE, DAMON

Owner

yes

01/2022

Apr 11, 2014

Sep 27, 2024

MASSENS, JUAN, CARLOS

Coo

yes

01/2021

Mar 31, 2021

Sep 27, 2024

UNION CAPITAL GROUP USA LLC

SOLE MEMBER/OWNER

yes

03/2015

Mar 31, 2017

Sep 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPITAL UNION BANK LTD

n/a

yes

n/a

LAKE GENEVA INVESTMENT PARTNERS

n/a

yes

n/a

PREMIUM LIFE INSURANCE LTD.

n/a

yes

n/a

UCAP AM PTE LTD.( SINGAPORE)

n/a

yes

n/a

UCAP ASSET MANAGEMENT (UK) LTD

n/a

yes

n/a

UCAP BAHAMAS LTD

n/a

yes

n/a

UCAP HONG KONG ASSET MANAGEMENT

n/a

yes

n/a

UCAP SECURITIES (HK) LIMITED

n/a

yes

n/a

UCAP SECURITIES LLC

n/a

yes

n/a

UNION CAPITAL ASSET MANAGEMENT (TAIWAN) CO. LTD

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$208M

$179M

n/a

2024

Mar 26, 2025

$166M

$139M

n/a

2023

Mar 15, 2024

$165M

$164M

n/a

2022

Mar 31, 2023

$190M

$188M

n/a

2021

Mar 16, 2022

$284M

$265M

n/a

2020

Mar 31, 2021

$155M

$88.7M

n/a

2019

Apr 1, 2020

$143M

$49.0M

n/a

2018

Apr 1, 2019

$91.1M

$73.5M

n/a

2017

Mar 30, 2018

$43.0M

n/a

2016

Mar 31, 2017

$127M

$16.5M

n/a

2015

Mar 29, 2016

$110M

n/a

2014

Mar 31, 2015

$30.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$208M

$166M

25.5%

$190M

3.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Mar 14, 2017

Mar 5, 2019

MIAMI, FL

Team lift out

Other

0.0%