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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

Ann Marie Doty-Mitchell

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

PLYMOUTH, MN | HILLSBORO, WI

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Search this name across graphsid dfx:ria:6de2539d-defb-4965-1f87-82407e5be64d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Oct 3, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 3
Exams: S66|S63|S65
First exam: Jul 12, 1993
First registration: Oct 3, 2002
Dual registered: yes, broker-dealer
Other names: ANN MARIE DOTY|ANN MARIE DOTY-MITCHELL|ANN MARIE DOTY
IAPD individual key: 1083322

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVISORY SOLUTIONS GROUP	Independent wealth	Jun 8, 2026	n/a	yes	PLYMOUTH, MN\|HILLSBORO, WI	Current employment
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Jun 8, 2026	n/a	yes	PLYMOUTH, MN\|HILLSBORO, WI	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	Dec 5, 2025	no	EL SEGUNDO, CA\|LOS ANGELES, CA\|HILLSBORO, WI	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 7, 2013	Jun 29, 2023	no	EL SEGUNDO, CA\|HILLSBORO, WI\|LOS ANGELES, CA	Previous registration
CROWELL, WEEDON & CO.	Former SEC adviser	Jul 13, 2011	Jul 24, 2012	no	NEWPORT BEACH, CA	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Jan 14, 2010	Feb 3, 2011	no	BEVERLY HILLS, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	Jan 6, 2010	no	BEVERLY HILLS, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Oct 3, 2002	Jan 1, 2008	no	BEVERLY HILLS, CA\|BEVERLY HILLS, CA\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Dec 5, 2025	Jun 8, 2026	185	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd
CROWELL, WEEDON & CO.	CETERA ADVISOR NETWORKS LLC	Jul 24, 2012	Jun 7, 2013	318	Firm change	Other
RBC CAPITAL MARKETS, LLC	CROWELL, WEEDON & CO.	Feb 3, 2011	Jul 13, 2011	160	Firm change	Other
WELLS FARGO ADVISORS	RBC CAPITAL MARKETS, LLC	Jan 6, 2010	Jan 14, 2010	8	Firm change	Wirehouse to ibd
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other

Relationships

Registered with (8)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jun 8, 2026 to presentfactForm ADV
→ ADVISORY SOLUTIONS GROUPRegistered adviserregistration: current employment
Jun 8, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to Dec 5, 2025factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 7, 2013 to Jun 29, 2023factForm ADV
→ CROWELL, WEEDON & CO.Registered adviserregistration: previous registration
Jul 13, 2011 to Jul 24, 2012factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Jan 14, 2010 to Feb 3, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to Jan 6, 2010factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Oct 3, 2002 to Jan 1, 2008factForm ADV

Dated events

Occurred
Dec 5, 2025
Advisor changed firm
Ann Marie Doty-Mitchell left Cetera Investment Advisers Llc for Wealth Enhancement Advisory Services, Llc (registered 2026-06-08)
Form ADVobserved 5 days ago