DFX Intelligence

D•••• G•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

D•••• G•••• T•••••

Advisor at A•••••• F••••••••• L••

Greenville, SC | MOUNT PLEASANT, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6de2611a-5059-c9e8-5b70-456584b51f26

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 18, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 11, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• F••••••••• L••	Independent wealth	Jan 26, 2026	n/a	yes	MOUNT PLEASANT, SC\|Greenville, SC	Current employment
G••• L••• A•••••••• L••	Independent wealth	Jan 28, 2017	Jan 30, 2026	no	Greenville, SC\|CELEBRATION, FL\|Spartanburg, SC\|Greenville, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••• L••• A•••••••• L••	A•••••• F••••••••• L••	Jan 30, 2026	Jan 26, 2026	-4	Firm change	RIA to RIA
W•••••• • R•••	G••• L••• A•••••••• L••	Feb 1, 2017	Jan 28, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
866:171898:SC:2017-02-01	Feb 1, 2017	Jan 28, 2017	SPARTANBURG, SC	Firm change

Relationships

Registered with (5)

→ A•••••• F••••••••• L••Registered adviserregistration: current employment
Jan 26, 2026 to presentfactForm ADV
→ G••• L••• A•••••••• L••Registered adviserregistration: previous registration
Jan 28, 2017 to Jan 30, 2026factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Mar 2, 2007 to Feb 1, 2017factForm ADV
→ S•••••••• I••••••••• N••• I••Registered adviser

Dated events

Occurred
Jan 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6de2611a-5059-c9e8-5b70-456584b51f26
First observed: Jul 18, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.