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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

APOLLON FINANCIAL, LLC

CRD 321217

MOUNT PLEASANT, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c17226bb-e984-b4d3-8cdc-65fbda927ef6

Data as of Jun 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 7
On other graphs: 0
Observed: May 2, 2022 to Jun 22, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=18.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-06-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 20
RAUM per advisor: $72.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 29
Advisory employees: 18
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 2,819
Individual clients: 827
High net worth clients: 429
SEC number: 801-125787
CRD: 321217
Filings on the tape: 24
First filed: May 2, 2022
Latest filed: Jun 22, 2026
Organised: Limited Liability Company, DE
Website: apollonfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GLENN ROBERT DEHOLLANDER	Certified Financial Planner	Greenville, SC \| GREENVILLE, SC \| MOUNT PLEASANT, SC	5	27	2	yes
MAUREEN BRIDGET JAMES	n/a	DOWNERS GROVE, IL	3	25	2	yes
BRADLEY ANDREW SCHAFFNIT	n/a	MOUNT PLEASANT, SC \| DOWNERS DROVE, IL	3	25	3	no
DANIEL SCOTT FOXEN	Chartered Financial Consultant	Hinsdale, IL	3	39	1	yes
JAMES FREDERICK MCGOWAN	Certified Financial Planner	King of Prussia, PA \| MOUNT PLEASANT, SC	2	23	1	no
MARTIN ALBERT BECK	Certified Financial Planner	MOUNT PLEASANT, SC \| Naperville, IL	1	38	2	yes
FRANCIS MICHAEL GUTRICH	n/a	MOUNT PLEASANT, SC \| Downers Grove, IL	1	38	4	no
DORY ANN RODRIGUEZ	Certified Financial Planner	Downers Grove, IL \| MOUNT PLEASANT, SC	1	25	3	yes
Kayleigh Zarndt	Chartered Financial Consultant	Downers Grove, IL \| MOUNT PLEASANT, SC	1	11	3	yes
Robert Joseph Ruelle	Chartered Financial Consultant	Richfield, WI \| MOUNT PLEASANT, SC	1	29	5	yes
JOHN STEPHEN KINZER	Certified Financial Planner	MOUNT PLEASANT, SC \| Crownsville, MD	1	39	3	yes
GLENN ANTHONY DRAKE	Certified Financial Planner	MOUNT PLEASANT, SC \| Crownsville, MD	1	38	3	yes
JOSEPH DENNIS BEAUDOIN	Certified Financial Planner\|Chartered Financial Analyst	Greenville, SC \| MOUNT PLEASANT, SC	0	25	3	yes
Brandon Douglas Vincent	n/a	MOUNT PLEASANT, SC \| Greenville, SC	0	18	4	yes
DAVID GLENN TURNER	Certified Financial Planner	Greenville, SC \| MOUNT PLEASANT, SC	0	29	4	yes
EDWARD CARR BEEKER	n/a	MOUNT PLEASANT, SC \| Spartanburg, SC	0	18	3	yes
JANETTE S JOLLY	n/a	Hickory, NC \| MOUNT PLEASANT, SC	0	16	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
APOLLON HOLDINGS, LLC	MANAGING MEMBER	E	yes	05/2022	Jun 22, 2026	Jun 22, 2026
DOLBERG, MICHAEL, JASON	CHIEF EXECUTIVE OFFICER	Na	yes	03/2026	Jun 22, 2026	Jun 22, 2026
GORMAN, ROBERT, HY	CHIEF OPERATING OFFICER	Na	yes	06/2022	Jun 22, 2026	Jun 22, 2026
HERMAN, MICHAEL, ANSON	CHIEF COMPLIANCE OFFICER	Na	yes	05/2022	Jun 22, 2026	Jun 22, 2026
STERNER, ERIC, NILS	CHIEF INVESTMENT OFFICER	Na	yes	07/2022	Jun 22, 2026	Jun 22, 2026
DOLBERG, MICHAEL, JASON	Member	D	yes	05/2022	May 2, 2022	Sep 4, 2024
GORMAN, ROBERT, HY	Member	D	yes	05/2022	May 2, 2022	Sep 4, 2024
PRESTIGE WORLDWIDE, LLC	MEMBER/OWNER	E	yes	05/2022	May 2, 2022	Sep 4, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
APOLLON WEALTH MANAGEMENT, LLC	n/a	Independent wealth	$12B	N	yes	n/a
BH ASSET MANAGEMENT, LLC	n/a	Independent wealth	$136M	N	yes	n/a
ADVISOR INSURANCE SOLUTIONS, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
DOWNERS GROVE	IL	United States	3	yes
Hinsdale	IL	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 10, 2026	$1.4B	$1.4B	29	18	6	n/a	n/a
2024	Mar 31, 2025	$890M	$890M	23	13	5	n/a	n/a
2023	Mar 29, 2024	$482M	$482M	10	7	2	n/a	n/a
2022	Mar 30, 2023	$147M	$147M	9	4	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
5	0	5	0.0%	1	0	0	12	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$890M	62.5%	$147M	114.5%	29	23	6	5

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HIGHPOINT PLANNING PARTNERS	2	Oct 21, 2022	Oct 14, 2022	DOWNERS GROVE, IL	Team lift out	RIA to new firm	2.4%
WELLS FARGO ADVISORS	2	Jun 26, 2020	Aug 27, 2025	CROWNSVILLE, MD	Team lift out	Wirehouse to new firm	0.1%

Relationships

Registered with (21)

← JANETTE S JOLLYAdvisorregistration: current employment
Aug 18, 2026 to presentfactForm ADV
← EDWARD CARR BEEKERAdvisorregistration: current employment
Apr 7, 2026 to presentfactForm ADV
← DAVID GLENN TURNERAdvisorregistration: current employment
Jan 26, 2026 to presentfactForm ADV
← Brandon Douglas VincentAdvisorregistration: current employment
Jan 22, 2026 to presentfactForm ADV
← ROBERT HY GORMANAdvisorregistration: current employment
Jan 2, 2026 to presentfactForm ADV
← JOSEPH DENNIS BEAUDOINAdvisorregistration: current employment
Oct 6, 2025 to presentfactForm ADV
← GLENN ANTHONY DRAKEAdvisorregistration: current employment
Aug 27, 2025 to presentfactForm ADV
← JOHN STEPHEN KINZERAdvisorregistration: current employment
Aug 26, 2025 to presentfactForm ADV
← Robert Joseph RuelleAdvisorregistration: current employment
Jul 9, 2025 to presentfactForm ADV
← Kayleigh ZarndtAdvisorregistration: current employment
Apr 24, 2025 to presentfactForm ADV
← DORY ANN RODRIGUEZAdvisorregistration: current employment
Jan 6, 2025 to presentfactForm ADV
← FRANCIS MICHAEL GUTRICHAdvisorregistration: current employment
Oct 15, 2024 to presentfactForm ADV
← MARTIN ALBERT BECKAdvisorregistration: current employment
Sep 26, 2024 to presentfactForm ADV
← JAMES FREDERICK MCGOWANAdvisorregistration: current employment
Sep 9, 2024 to presentfactForm ADV
← GLENN ROBERT DEHOLLANDERAdvisorregistration: current employment
Aug 2, 2024 to presentfactForm ADV
← ERIC NILS STERNERAdvisorregistration: current employment
Jul 27, 2023 to presentfactForm ADV
← DANIEL SCOTT FOXENAdvisorregistration: current employment
Mar 3, 2023 to presentfactForm ADV
← BRADLEY ANDREW SCHAFFNITAdvisorregistration: current employment
Oct 14, 2022 to presentfactForm ADV
← MAUREEN BRIDGET JAMESAdvisorregistration: current employment
Oct 12, 2022 to presentfactForm ADV
← MICHAEL ANSON HERMANAdvisorregistration: current employment
Sep 2, 2022 to presentfactForm ADV
← JOHN JOSEPH VANSANTAdvisorregistration: previous registration
Jul 25, 2023 to Aug 18, 2025factForm ADV

Affiliated with (3)

→ BH ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ APOLLON WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← APOLLON WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Moved with (2)

← WELLS FARGO ADVISORSRegistered adviser2 advisors, team lift out, same day
Jun 26, 2020 to Aug 27, 2025factForm ADV
← HIGHPOINT PLANNING PARTNERSRegistered adviser2 advisors, team lift out
Oct 21, 2022 to Oct 14, 2022factForm ADV

Controls (6)

← STERNER, ERIC, NILSOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Aug 30, 2022 to Sep 4, 2024factForm ADV
← HERMAN, MICHAEL, ANSONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 2, 2022 to Sep 4, 2024factForm ADV
← DOLBERG, MICHAEL, JASONOwnerMEMBER, ownership code D, individual
May 2, 2022 to Sep 4, 2024factForm ADV
← GORMAN, ROBERT, HYOwnerMEMBER, ownership code D, individual
May 2, 2022 to Sep 4, 2024factForm ADV
← APOLLON HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
May 2, 2022 to Sep 4, 2024factForm ADV
← PRESTIGE WORLDWIDE, LLCOwnerMEMBER/OWNER, ownership code E, domestic entity
May 2, 2022 to Sep 4, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Apollon Financial, Llc reported RAUM $1.4B, up 63% from $890.4M (2026-01-22 to 2026-03-31)
Form ADVobserved 4 days ago
$557M
Occurred
Aug 18, 2025
Advisor changed firm
John Joseph Vansant left Apollon Financial, Llc for Fidelis Wealth Advisors (registered 2025-08-25)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2025
Regulatory AUM changed
Apollon Financial, Llc reported RAUM $890.4M, up 85% from $482.3M (2024-09-04 to 2025-03-31)
Form ADVobserved 4 days ago
$408M
Occurred
Mar 29, 2024
Regulatory AUM changed
Apollon Financial, Llc reported RAUM $482.3M, up 229% from $146.6M (2024-02-05 to 2024-03-29)
Form ADVobserved 4 days ago
$336M
Occurred
Oct 21, 2022
Team lift-out
2 advisors left Highpoint Planning Partners (Downers Grove, IL) for Apollon Financial, LLC within 6 days
Form ADVobserved 4 days ago
2 advisors
Occurred
Aug 30, 2022
Control person joined
Nils Eric Sterner (Chief Investment Officer) appeared on Schedule A of Apollon Financial, Llc
Form ADVobserved 4 days ago
Occurred
May 2, 2022
First Form ADV filing
Apollon Financial, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c17226bb-e984-b4d3-8cdc-65fbda927ef6
First observed: May 2, 2022
Last observed: Jun 22, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

APOLLON FINANCIAL, LLC

CRD 321217

MOUNT PLEASANT, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c17226bb-e984-b4d3-8cdc-65fbda927ef6

Data as of Jun 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:37 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GLENN ROBERT DEHOLLANDER

Certified Financial Planner

Greenville, SC | GREENVILLE, SC | MOUNT PLEASANT, SC

yes

MAUREEN BRIDGET JAMES

n/a

DOWNERS GROVE, IL

yes

BRADLEY ANDREW SCHAFFNIT

n/a

MOUNT PLEASANT, SC | DOWNERS DROVE, IL

DANIEL SCOTT FOXEN

Chartered Financial Consultant

Hinsdale, IL

yes

JAMES FREDERICK MCGOWAN

Certified Financial Planner

King of Prussia, PA | MOUNT PLEASANT, SC

MARTIN ALBERT BECK

Certified Financial Planner

MOUNT PLEASANT, SC | Naperville, IL

yes

FRANCIS MICHAEL GUTRICH

n/a

MOUNT PLEASANT, SC | Downers Grove, IL

DORY ANN RODRIGUEZ

Certified Financial Planner

Downers Grove, IL | MOUNT PLEASANT, SC

yes

Kayleigh Zarndt

Chartered Financial Consultant

Downers Grove, IL | MOUNT PLEASANT, SC

yes

Robert Joseph Ruelle

Chartered Financial Consultant

Richfield, WI | MOUNT PLEASANT, SC

yes

JOHN STEPHEN KINZER

Certified Financial Planner

MOUNT PLEASANT, SC | Crownsville, MD

yes

GLENN ANTHONY DRAKE

Certified Financial Planner

MOUNT PLEASANT, SC | Crownsville, MD

yes

JOSEPH DENNIS BEAUDOIN

Certified Financial Planner|Chartered Financial Analyst

Greenville, SC | MOUNT PLEASANT, SC

yes

Brandon Douglas Vincent

n/a

MOUNT PLEASANT, SC | Greenville, SC

yes

DAVID GLENN TURNER

Certified Financial Planner

Greenville, SC | MOUNT PLEASANT, SC

yes

EDWARD CARR BEEKER

n/a

MOUNT PLEASANT, SC | Spartanburg, SC

yes

JANETTE S JOLLY

n/a

Hickory, NC | MOUNT PLEASANT, SC

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

APOLLON HOLDINGS, LLC

MANAGING MEMBER

yes

05/2022

Jun 22, 2026

DOLBERG, MICHAEL, JASON

CHIEF EXECUTIVE OFFICER

yes

03/2026

Jun 22, 2026

GORMAN, ROBERT, HY

CHIEF OPERATING OFFICER

yes

06/2022

Jun 22, 2026

HERMAN, MICHAEL, ANSON

CHIEF COMPLIANCE OFFICER

yes

05/2022

Jun 22, 2026

STERNER, ERIC, NILS

CHIEF INVESTMENT OFFICER

yes

07/2022

Jun 22, 2026

DOLBERG, MICHAEL, JASON

Member

yes

05/2022

May 2, 2022

Sep 4, 2024

GORMAN, ROBERT, HY

Member

yes

05/2022

May 2, 2022

Sep 4, 2024

PRESTIGE WORLDWIDE, LLC

MEMBER/OWNER

yes

05/2022

May 2, 2022

Sep 4, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

APOLLON WEALTH MANAGEMENT, LLC

n/a

Independent wealth

$12B

yes

n/a

BH ASSET MANAGEMENT, LLC

n/a

Independent wealth

$136M

yes

n/a

ADVISOR INSURANCE SOLUTIONS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

DOWNERS GROVE

United States

yes

Hinsdale

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 10, 2026

$1.4B

n/a

2024

Mar 31, 2025

$890M

n/a

2023

Mar 29, 2024

$482M

n/a

2022

Mar 30, 2023

$147M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

$890M

62.5%

$147M

114.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HIGHPOINT PLANNING PARTNERS

Oct 21, 2022

Oct 14, 2022

DOWNERS GROVE, IL

Team lift out

RIA to new firm

2.4%

WELLS FARGO ADVISORS

Jun 26, 2020

Aug 27, 2025

CROWNSVILLE, MD

Team lift out

Wirehouse to new firm

0.1%