DFX Intelligence
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Reading the graph
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Advisor at W•••• F•••• A•••••••
TARPON SPRINGS, FL | IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Mar 11, 2025 | n/a | yes | IRVINE, CA|TARPON SPRINGS, FL | Current employment |
| J••• M••••• S••••••••• L•• | Wirehouse | Sep 20, 2021 | Mar 10, 2025 | no | Irvine, CA|Irvine, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | W•••• F•••• A••••••• | Mar 10, 2025 | Mar 11, 2025 | 1 | Firm change | Wirehouse to wirehouse |
| G•• X• W••••• A••••••• | J••• M••••• S••••••••• L•• | Dec 10, 2021 | Sep 20, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:19616:CA:2025-02-28 | Mar 10, 2025 | Mar 11, 2025 | IRVINE, CA | Firm change |
| G•• X• W••••• A••••••• | n/a | Jan 11, 2021 | Dec 10, 2021 | no | IRVINE, CA | Previous registration |
| B••••••• I••••••••• S•••••••• I••• ••••• | Former SEC adviser | Jun 29, 2015 | Mar 30, 2018 | no | HENDERSON, NV|LAS VEGAS, NV|NEWPORT BEACH, CA | Previous registration |
| -81 |
| Firm change after gap |
| Other |
| B••••••• I••••••••• S•••••••• I••• ••••• | G•• X• W••••• A••••••• | Mar 30, 2018 | Jan 11, 2021 | 1,018 | Firm change after gap | Other |