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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CAPITAL PRIVE SUISSE S.A.

CRD 159909

GENEVA

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Search this name across graphsid dfx:ria:6deaf320-6307-8ce7-0fcd-1cf26b8fc967

Data as of Mar 25, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 0
On other graphs: 1
Observed: Jan 17, 2012 to Mar 25, 2020
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

Capital Prive Suisse S.A.

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $22.6MItem 5.F on the latest filing (2020-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $22.6M
Private client RAUM: $22.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 88
Individual clients: 19
High net worth clients: 50
SEC number: 801-73065
CRD: 159909
Filings on the tape: 20
First filed: Jan 17, 2012
Latest filed: Mar 25, 2020

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
EB-5 PUERTO RICO FS, LP	Real Estate Fund	$86.5M	Mar 31, 2017	174	Aug 27, 2016	dropped	021-1612780
CAPITAL PRIVÉ SUISSE FUND S.C.A. S.I.C.A.V.-F.I.S.	Other Private Fund	$0	Sep 18, 2014	1	Jan 17, 2012	dropped	n/a
ATHENTUS IP FUND II, LP	Other Private Fund	$0	Mar 28, 2014	1	Apr 1, 2013	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FAWN, JOHN, RICHARD	SHAREHOLDER, BOARD OF DIRECTORS	B	yes	12/2011	Jan 17, 2012	Mar 25, 2020
GIROD, GUY, ANDRE	DIRECTOR OF ADMINISTRATION SWITZERLAND AND BOARD OF DIRECTORS CPS	B	yes	12/2011	Jan 17, 2012	Mar 25, 2020
STOBIE, JEREMY, GRAY	OFFICER OR DIRECTOR OF REGISTRANT, MANAGING MEMBER OF HOLDING COMPANY	C	yes	12/2011	Jan 17, 2012	Mar 25, 2020
STOBIE, JEREMY, GRAY	CHIEF COMPLIANCE OFFICER, CEO, BOARD OF DIRECTORS	C	yes	12/2011	Jan 17, 2012	Mar 25, 2020
CAPITAL PRIVE SUISSE (USA) HOLDINGS, LLC	LENDER - WITH EQUITY PARTICIPATION, PASSIVE - OWNED BY JEREMY STOBIE, FAITH ROBERTS	B	no	12/2011	Jan 17, 2012	Mar 25, 2020
ROBERTS, FAITH, SANDRI	SHAREHOLDER OF REGISTRANT, MEMBER OF HOLDING COMPANY	C	no	12/2011	Jan 17, 2012	Mar 25, 2020
ROBERTS, FAITH, SANDRI	Shareholder	B	no	12/2011	Jan 17, 2012	Mar 25, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CPS FAMILY OFFICE SERVICES PC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Bellevue	Wa	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 25, 2020	$22.6M	$22.6M	3	2	1	n/a	n/a
2018	Mar 11, 2019	$15.0M	$15.0M	4	3	2	n/a	n/a
2017	Mar 28, 2018	$14.6M	$14.6M	4	3	2	n/a	n/a
2016	Mar 31, 2017	$124M	$7.8M	5	3	n/a	1	$86.5M
2015	Mar 30, 2016	$10.0M	$2.5M	4	3	n/a	n/a	n/a
2014	Feb 23, 2015	$3.5M	$2.1M	5	2	n/a	n/a	n/a
2013	Mar 28, 2014	$8.9M	$2.3M	5	1	n/a	2	$0
2012	Apr 1, 2013	$8.8M	$2.1M	5	1	n/a	2	$0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$22.6M	$15.0M	50.6%	$124M	-43.4%	3	4	1	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAPITAL UNITED, LLC	2	Apr 11, 2017	Jan 13, 2017	Geneva	Team lift out	Other	50.0%

Relationships

Controls (3)

← STOBIE, JEREMY, GRAYOwnerOFFICER OR DIRECTOR OF REGISTRANT, MANAGING MEMBER OF HOLDING COMPANY, ownership code C, individual
Jan 17, 2012 to presentfactForm ADV
← GIROD, GUY, ANDREOwnerDIRECTOR OF ADMINISTRATION SWITZERLAND AND BOARD OF DIRECTORS CPS, ownership code B, individual
Jan 17, 2012 to presentfactForm ADV
← FAWN, JOHN, RICHARDOwnerSHAREHOLDER, BOARD OF DIRECTORS, ownership code B, individual
Jan 17, 2012 to presentfactForm ADV

Owns (2)

← ROBERTS, FAITH, SANDRIOwnerSHAREHOLDER OF REGISTRANT, MEMBER OF HOLDING COMPANY, ownership code C, individual
Jan 17, 2012 to presentfactForm ADV
← CAPITAL PRIVE SUISSE (USA) HOLDINGS, LLCOwnerLENDER - WITH EQUITY PARTICIPATION, PASSIVE - OWNED BY JEREMY STOBIE, FAITH ROBERTS, ownership code B, domestic entity
Jan 17, 2012 to presentfactForm ADV

Registered with (4)

← ANN MARIE REGALAdvisorregistration: previous registration
Jun 4, 2015 to Mar 25, 2020factForm ADV
← STEFFEN BUSCHBACHERAdvisorregistration: previous registration
Feb 13, 2015 to Mar 22, 2018factForm ADV
← Brian Scott FullerAdvisorregistration: previous registration
Aug 29, 2016 to Apr 11, 2017factForm ADV
← Bradford Brennan StedemAdvisorregistration: previous registration
Aug 26, 2016 to Apr 11, 2017factForm ADV

Advises (3)

→ EB-5 PUERTO RICO FS, LPPrivate fundReal Estate Fund, IA, no longer reported
Aug 27, 2016 to Mar 31, 2017factForm ADV
→ CAPITAL PRIVÉ SUISSE FUND S.C.A. S.I.C.A.V.-F.I.S.Private fundOther Private Fund, IA, no longer reported
Jan 17, 2012 to Sep 18, 2014factForm ADV
→ ATHENTUS IP FUND II, LPPrivate fundOther Private Fund, IA, no longer reported
Apr 1, 2013 to Mar 28, 2014factForm ADV

Moved with (1)

→ CAPITAL UNITED, LLCRegistered adviser2 advisors, team lift out, same day
Apr 11, 2017 to Jan 13, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6deaf320-6307-8ce7-0fcd-1cf26b8fc967
First observed: Jan 17, 2012
Last observed: Mar 25, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL PRIVE SUISSE S.A.

CRD 159909

GENEVA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6deaf320-6307-8ce7-0fcd-1cf26b8fc967

Data as of Mar 25, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:28 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

EB-5 PUERTO RICO FS, LP

Real Estate Fund

$86.5M

Mar 31, 2017

174

Aug 27, 2016

dropped

021-1612780

CAPITAL PRIVÉ SUISSE FUND S.C.A. S.I.C.A.V.-F.I.S.

Other Private Fund

Sep 18, 2014

Jan 17, 2012

dropped

n/a

ATHENTUS IP FUND II, LP

Other Private Fund

Mar 28, 2014

Apr 1, 2013

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FAWN, JOHN, RICHARD

SHAREHOLDER, BOARD OF DIRECTORS

yes

12/2011

Jan 17, 2012

Mar 25, 2020

GIROD, GUY, ANDRE

DIRECTOR OF ADMINISTRATION SWITZERLAND AND BOARD OF DIRECTORS CPS

yes

12/2011

Jan 17, 2012

Mar 25, 2020

STOBIE, JEREMY, GRAY

OFFICER OR DIRECTOR OF REGISTRANT, MANAGING MEMBER OF HOLDING COMPANY

yes

12/2011

Jan 17, 2012

Mar 25, 2020

STOBIE, JEREMY, GRAY

CHIEF COMPLIANCE OFFICER, CEO, BOARD OF DIRECTORS

yes

12/2011

Jan 17, 2012

Mar 25, 2020

CAPITAL PRIVE SUISSE (USA) HOLDINGS, LLC

LENDER - WITH EQUITY PARTICIPATION, PASSIVE - OWNED BY JEREMY STOBIE, FAITH ROBERTS

12/2011

Jan 17, 2012

Mar 25, 2020

ROBERTS, FAITH, SANDRI

SHAREHOLDER OF REGISTRANT, MEMBER OF HOLDING COMPANY

12/2011

Jan 17, 2012

Mar 25, 2020

ROBERTS, FAITH, SANDRI

Shareholder

12/2011

Jan 17, 2012

Mar 25, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CPS FAMILY OFFICE SERVICES PC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Bellevue

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 25, 2020

$22.6M

n/a

2018

Mar 11, 2019

$15.0M

n/a

2017

Mar 28, 2018

$14.6M

n/a

2016

Mar 31, 2017

$124M

$7.8M

n/a

$86.5M

2015

Mar 30, 2016

$10.0M

$2.5M

n/a

2014

Feb 23, 2015

$3.5M

$2.1M

n/a

2013

Mar 28, 2014

$8.9M

$2.3M

n/a

2012

Apr 1, 2013

$8.8M

$2.1M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$22.6M

$15.0M

50.6%

$124M

-43.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAPITAL UNITED, LLC

Apr 11, 2017

Jan 13, 2017

Geneva

Team lift out

Other

50.0%