DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RED TOP ADVISORS LLC
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RED TOP ADVISORS LLC | State registered | Jul 26, 2018 | n/a | yes | SEATTLE, WA | Current employment |
| CAPITAL PRIVE SUISSE S.A. | Former SEC adviser | Feb 13, 2015 | Mar 22, 2018 | no | SEATTLE, WA|GENEVA | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | May 17, 2014 | Jul 10, 2014 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL PRIVE SUISSE S.A. | RED TOP ADVISORS LLC | Mar 22, 2018 | Jul 26, 2018 | 126 | Firm change | RIA to state RIA |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | CAPITAL PRIVE SUISSE S.A. | Jul 10, 2014 | Feb 13, 2015 | 218 | Firm change | Other |