DFX Intelligence

K••••••• K• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

K••••••• K• D•••

Advisor at S••••••• F•••••••• M••••••••• L••

GLENDALE, AZ

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Search this name across graphsid dfx:ria:6dec7157-2042-5009-a2e8-ca0f8613740f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 24, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• F•••••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 30, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• F•••••••• M••••••••• L••	State registered	Mar 27, 2026	n/a	yes	GLENDALE, AZ	Current employment
I••••••••• W••••• N••••••• I•••	I•••••••••_WEALTH	Apr 27, 2021	Jan 2, 2026	no	Glendale, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• W••••• N••••••• I•••	S••••••• F•••••••• M••••••••• L••	Jan 2, 2026	Mar 27, 2026	84	Firm change	RIA to state RIA
V•••• C•••••• P•••••••• L••	I••••••••• W••••• N••••••• I•••	Oct 16, 2020	Apr 27, 2021

Relationships

Registered with (4)

→ S••••••• F•••••••• M••••••••• L••Registered adviserregistration: current employment
Mar 27, 2026 to presentfactForm ADV
→ I••••••••• W••••• N••••••• I•••Registered adviserregistration: previous registration
Apr 27, 2021 to Jan 2, 2026factForm ADV
→ V•••• C•••••• P•••••••• L••Registered adviserregistration: previous registration
Apr 24, 2018 to Oct 16, 2020factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Jan 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6dec7157-2042-5009-a2e8-ca0f8613740f
First observed: Feb 24, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.