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RIA / WealthAdvisorChartered Financial Analyst23 years in industry

RICHARD ALAN CLEMENS

Advisor at HAWK100

DUBLIN, OH

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Search this name across graphsid dfx:ria:6df00ec2-6416-57ca-537c-047b357503d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HAWK100
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 10, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63
First exam: Nov 6, 2003
First registration: Mar 10, 2003
Dual registered: no
Other names: RICK CLEMENS
IAPD individual key: 2697548

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Hawk100	State registered	Jan 13, 2009	n/a	yes	DUBLIN, OH	Current employment
COONS ADVISORS	Former SEC adviser	Aug 17, 2006	Oct 13, 2009	no	COLUMBUS, OH	Previous registration
Hawk100	State registered	Sep 24, 2004	Dec 13, 2006	no	COLUMBUS, OH	Previous registration
BPU INVESTMENT MANAGEMENT, INC.	Former SEC adviser	Jul 8, 2003	Feb 26, 2004	no	COLUMBUS, OH	Previous registration
GREENFIELD/LEWIS INVESTMENT COUNSEL	State registered	Mar 10, 2003	May 7, 2003	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COONS ADVISORS	Hawk100	Oct 13, 2009	Jan 13, 2009	-273	Firm change after gap	Other
Hawk100	COONS ADVISORS	Dec 13, 2006	Aug 17, 2006	-118	Firm change after gap	Other
BPU INVESTMENT MANAGEMENT, INC.	Hawk100	Feb 26, 2004	Sep 24, 2004	211	Firm change	Other
GREENFIELD/LEWIS INVESTMENT COUNSEL	BPU INVESTMENT MANAGEMENT, INC.	May 7, 2003	Jul 8, 2003	62	Firm change	Other

Relationships

Registered with (4)

→ HAWK100Registered adviserregistration: previous registration
Sep 24, 2004 to Dec 13, 2006factForm ADV
→ COONS ADVISORSRegistered adviserregistration: previous registration
Aug 17, 2006 to Oct 13, 2009factForm ADV
→ BPU INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 8, 2003 to Feb 26, 2004factForm ADV
→ GREENFIELD/LEWIS INVESTMENT COUNSELRegistered adviserregistration: previous registration
Mar 10, 2003 to May 7, 2003factForm ADV

Dated events

No dated event names this entity yet.