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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BPU INVESTMENT MANAGEMENT, INC.

CRD 17058

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e1b27352-4cc2-712f-c157-d7cdeb3e9445

Data as of Dec 13, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 41
Dated events: 1
On other graphs: 1
Observed: Mar 30, 2012 to Dec 13, 2019
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

BPU Investment Management, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $517MItem 5.F on the latest filing (2019-12-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $497M
Private client RAUM: $483MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24
Advisory employees: 24
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,932
Individual clients: 768
High net worth clients: 116
Custody, client assets: $5.0M
SEC number: 801-60229
CRD: 17058
Filings on the tape: 24
First filed: Mar 30, 2012
Latest filed: Dec 13, 2019
Organised: Corporation, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRAHIM, PAUL JEFFREY	CEO, CCO, CHIEF INVESTMENT OFFICER, BOARD MEMBER	C	yes	04/2012	Mar 30, 2012	Dec 13, 2019
UNKOVIC, DANIEL LEYLAND	CHIEF OPERATIONS OFFICER, FINOP	Na	yes	02/2017	Jun 5, 2017	Dec 13, 2019
UNKOVIC, ROBERT ALEXANDER	PRESIDENT, TREASURER, BOARD MEMBER	C	yes	07/2006	Mar 30, 2012	Dec 13, 2019
BERKOWITZ, WILLIAM RICHARD	ROSP, BOARD MEMBER	Na	no	04/2013	May 27, 2014	Dec 13, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MICHAEL MCSHEA	n/a	n/a	n/a	N	no	n/a
ROBERT JOSEPH STANDISH	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Greensburg	Pa	United States	5	yes
Wexford	Pa	United States	4	no
Uniontown	Pa	United States	3	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$517M	$497M	24	24	4	n/a	n/a
2017	Mar 29, 2018	$541M	$519M	31	19	4	n/a	n/a
2016	Mar 31, 2017	$429M	$414M	33	23	n/a	n/a	n/a
2015	Mar 30, 2016	$699M	$540M	33	21	n/a	n/a	n/a
2014	Mar 31, 2015	$681M	$489M	31	21	n/a	n/a	n/a
2013	Mar 28, 2014	$528M	$500M	36	28	n/a	n/a	n/a
2012	Apr 1, 2013	$651M	$519M	50	26	n/a	n/a	n/a
2011	Mar 30, 2012	$501M	$473M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$517M	$541M	-4.4%	$699M	-9.5%	24	31	3	4

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	10	Mar 6, 2020	Mar 20, 2020	PITTSBURGH, PA	Firm absorbed	RIA to ibd	90.9%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SOLENTURE ADVISORS LLC	2	Dec 31, 2016	Aug 26, 2016	PITTSBURGH, PA	Team lift out	Other	66.7%

Relationships

Controls (3)

← UNKOVIC, ROBERT ALEXANDEROwnerPRESIDENT, TREASURER, BOARD MEMBER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← BRAHIM, PAUL JEFFREYOwnerCEO, CCO, CHIEF INVESTMENT OFFICER, BOARD MEMBER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← UNKOVIC, DANIEL LEYLANDOwnerCHIEF OPERATIONS OFFICER, FINOP, ownership code NA, individual
Jun 5, 2017 to presentfactForm ADV

Owns (1)

← BERKOWITZ, WILLIAM RICHARDOwnerROSP, BOARD MEMBER, ownership code NA, individual
May 27, 2014 to presentfactForm ADV

Registered with (35)

← Paul J BrahimAdvisorregistration: previous registration
May 18, 2001 to Mar 27, 2020factForm ADV
← MARK CERASOAdvisorregistration: previous registration
Jul 25, 2011 to Mar 6, 2020factForm ADV
← William R BerkowitzAdvisorregistration: previous registration
Mar 29, 2004 to Mar 6, 2020factForm ADV
← Anita BuerkleAdvisorregistration: previous registration
Sep 4, 2007 to Mar 6, 2020factForm ADV
← Michael FetterolfAdvisorregistration: previous registration
Jun 16, 2011 to Mar 6, 2020factForm ADV
← WILLIAM LAWRENCE BUSHAdvisorregistration: previous registration
Jul 7, 2009 to Mar 6, 2020factForm ADV
← Robert Joseph StandishAdvisorregistration: previous registration
May 20, 2004 to Mar 6, 2020factForm ADV
← Michael Theodore HaleyAdvisorregistration: previous registration
Sep 28, 2011 to Mar 6, 2020factForm ADV
← Sheyna Lynn RegetsAdvisorregistration: previous registration
Nov 13, 2019 to Mar 6, 2020factForm ADV
← Devan WhiteAdvisorregistration: previous registration
Jul 15, 2014 to Mar 6, 2020factForm ADV
← JUSTIN PHILLIP BRAHIMAdvisorregistration: previous registration
Sep 25, 2019 to Mar 6, 2020factForm ADV
← NEWLIN VAN KIRK ARCHINALAdvisorregistration: previous registration
Oct 22, 2016 to Jan 10, 2020factForm ADV
← DANIEL R DUNLAPAdvisorregistration: previous registration
Aug 18, 2010 to Nov 18, 2019factForm ADV
← ETHAN L GREEKAdvisorregistration: previous registration
Sep 25, 2019 to Oct 15, 2019factForm ADV
← REBECCA L HAUGHAdvisorregistration: previous registration
Aug 17, 2010 to Aug 1, 2019factForm ADV
← STEVEN CARL PRICEAdvisorregistration: previous registration
Aug 26, 2016 to Mar 15, 2019factForm ADV
← STEVEN ERIC BERTOLOAdvisorregistration: previous registration
Dec 12, 2016 to Aug 14, 2017factForm ADV
← Christopher Ryan CoolidgeAdvisorregistration: previous registration
Aug 23, 2016 to Apr 5, 2017factForm ADV
← NADAV NACHUM BAUMAdvisorregistration: previous registration
Jan 10, 2006 to Jun 1, 2016factForm ADV
← JOHN WESLEY HAYNESAdvisorregistration: previous registration
Dec 9, 2015 to Mar 15, 2016factForm ADV
← BERNADETTE MARIE LAWAdvisorregistration: previous registration
Sep 20, 2010 to May 1, 2014factForm ADV
← MICHAEL HOWARD SAMUELSAdvisorregistration: previous registration
Feb 24, 2006 to Apr 12, 2013factForm ADV
← DONNA MARIE CHESWICKAdvisorregistration: previous registration
May 18, 2012 to Apr 12, 2013factForm ADV
← ARTHUR FLOYD HAZENAdvisorregistration: previous registration
Jun 24, 2008 to Apr 12, 2013factForm ADV
← MICHAEL PAUL DICHIAZZAAdvisorregistration: previous registration
Jun 28, 2010 to Apr 12, 2013factForm ADV
← SCOTT MICHAEL ELLIOTTAdvisorregistration: previous registration
Jul 30, 2009 to Apr 12, 2013factForm ADV
← MICHAEL JOHN HALLORANAdvisorregistration: previous registration
Mar 2, 2010 to May 29, 2012factForm ADV
← ROBERT STANTON BARMENAdvisorregistration: previous registration
Mar 11, 2009 to Jul 20, 2010factForm ADV
← ELIZABETH ANN ZORNAdvisorregistration: previous registration
Sep 4, 2007 to Apr 20, 2010factForm ADV
← ANTHONY JAMES LANDAUAdvisorregistration: previous registration
Mar 11, 2009 to Mar 31, 2010factForm ADV
and 5 more

Moved with (2)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviser10 advisors, firm absorbed, same day
Mar 6, 2020 to Mar 20, 2020factForm ADV
← SOLENTURE ADVISORS LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2016 to Aug 26, 2016factForm ADV

Dated events

Occurred
Mar 29, 2018
Regulatory AUM changed
Bpu Investment Management, Inc. reported RAUM $540.8M, up 26% from $428.7M (2017-11-03 to 2018-03-29)
Form ADVobserved 5 days ago
$112M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1b27352-4cc2-712f-c157-d7cdeb3e9445
First observed: Mar 30, 2012
Last observed: Dec 13, 2019 82 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BPU INVESTMENT MANAGEMENT, INC.

CRD 17058

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e1b27352-4cc2-712f-c157-d7cdeb3e9445

Data as of Dec 13, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:04 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRAHIM, PAUL JEFFREY

CEO, CCO, CHIEF INVESTMENT OFFICER, BOARD MEMBER

yes

04/2012

Mar 30, 2012

Dec 13, 2019

UNKOVIC, DANIEL LEYLAND

CHIEF OPERATIONS OFFICER, FINOP

yes

02/2017

Jun 5, 2017

Dec 13, 2019

UNKOVIC, ROBERT ALEXANDER

PRESIDENT, TREASURER, BOARD MEMBER

yes

07/2006

Mar 30, 2012

Dec 13, 2019

BERKOWITZ, WILLIAM RICHARD

ROSP, BOARD MEMBER

04/2013

May 27, 2014

Dec 13, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MICHAEL MCSHEA

n/a

ROBERT JOSEPH STANDISH

n/a

City

State

Country

Employees

Also broker-dealer

Greensburg

United States

yes

Wexford

United States

Uniontown

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$517M

$497M

n/a

2017

Mar 29, 2018

$541M

$519M

n/a

2016

Mar 31, 2017

$429M

$414M

n/a

2015

Mar 30, 2016

$699M

$540M

n/a

2014

Mar 31, 2015

$681M

$489M

n/a

2013

Mar 28, 2014

$528M

$500M

n/a

2012

Apr 1, 2013

$651M

$519M

n/a

2011

Mar 30, 2012

$501M

$473M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$517M

$541M

-4.4%

$699M

-9.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Mar 6, 2020

Mar 20, 2020

PITTSBURGH, PA

Firm absorbed

RIA to ibd

90.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SOLENTURE ADVISORS LLC

Dec 31, 2016

Aug 26, 2016

PITTSBURGH, PA

Team lift out

Other

66.7%