DFX Intelligence

D•••• S•• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

D•••• S•• T•••••••

Advisor at I••••••••• F•••••••• S•••••••• I•••

GREENSBORO, NC | MURRAY, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6df5a54e-34b3-2946-735b-da777a67943d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 25, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• S•••••••• I•••	Independent wealth	Oct 4, 2010	n/a	yes	MURRAY, KY\|GREENSBORO, NC	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Dec 17, 2007	Apr 16, 2010	no	MURRAY, KY\|MURRAY, KY\|BOSTON, MA\|PADUCAH, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	I••••••••• F•••••••• S•••••••• I•••	Apr 16, 2010	Oct 4, 2010	171	Firm change	Other
S••••••••• A•••••• A•••••••• I•••	L•• F•••••••• L••	Dec 19, 2007	Dec 17, 2007

Relationships

Registered with (3)

→ I••••••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Oct 4, 2010 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 17, 2007 to Apr 16, 2010factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 25, 2006 to Dec 19, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6df5a54e-34b3-2946-735b-da777a67943d
First observed: Jan 25, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.