DFX Intelligence

M•••••• G••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

M•••••• G••• R••••••

Advisor at I•• W••••• M••••••••• L••

OVERLAND PARK, KS | CHICAGO, IL

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Search this name across graphsid dfx:ria:6e04281f-9d97-66cb-b21b-fb75345cd5e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 22, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• L••	Bd affiliated wealth	Oct 13, 2017	n/a	yes	CHICAGO, IL\|OVERLAND PARK, KS	Current employment
N•••••• W••••• G••••• L••	Former SEC adviser	Aug 1, 2014	Dec 31, 2017	no	OVERLAND PARK, KS\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• W••••• G••••• L••	I•• W••••• M••••••••• L••	Dec 31, 2017	Oct 13, 2017	-79	Firm change after gap	Other
I••••••••• F•••••••• P•••••••	N•••••• W••••• G••••• L••	Oct 17, 2014	Aug 1, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
171952:171481:KS:2017-12-31	Dec 31, 2017	Oct 13, 2017	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (4)

→ I•• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 13, 2017 to presentfactForm ADV
→ N•••••• W••••• G••••• L••Registered adviserregistration: previous registration
Aug 1, 2014 to Dec 31, 2017factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Oct 22, 2012 to Oct 17, 2014factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e04281f-9d97-66cb-b21b-fb75345cd5e6
First observed: Nov 23, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.