DFX Intelligence

J••••••••• S•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J••••••••• S•••• R••••••

Advisor at M••••••• P••••••• L••

CLEVELAND, OH | Paris, OH

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Search this name across graphsid dfx:ria:6e092845-b847-143b-f92b-cc9c2c084dac

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 26, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 10, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• P••••••• L••	Independent wealth	May 4, 2019	n/a	yes	CLEVELAND, OH\|CLEVELAND, OH\|CLEVELAND, OH\|Paris, OH	Current employment
D•••• A• N•••• • C••••••	Former SEC adviser	Jul 26, 2007	Mar 11, 2013	no	MASSILLON, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••• A• N•••• • C••••••	M••••••• P••••••• L••	Mar 11, 2013	May 4, 2019	2,245	Firm change after gap	Other

Relationships

Registered with (2)

→ M••••••• P••••••• L••Registered adviserregistration: current employment
May 4, 2019 to presentfactForm ADV
→ D•••• A• N•••• • C••••••Registered adviserregistration: previous registration
Jul 26, 2007 to Mar 11, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e092845-b847-143b-f92b-cc9c2c084dac
First observed: Jul 26, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.