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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)36 years in industry

TOBY JOHN PETERS

Advisor at LPL FINANCIAL LLC

CELINA, TX

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Search this name across graphsid dfx:ria:6e0aa2de-9e84-0fd8-b2d8-f7d2e534f69c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 6, 1990 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 28, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Dec 28, 1989
First registration: Feb 6, 1990
Dual registered: yes, broker-dealer
IAPD individual key: 2020000

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 11, 2026	n/a	yes	CELINA, TX	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	May 15, 2026	no	CELINA, TX	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 28, 2014	Jan 19, 2024	no	CELINA, TX\|CELINA, TX\|McKinney, TX	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Nov 30, 2011	Nov 28, 2014	no	CELINA, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 21, 2004	Nov 28, 2011	no	CELINA, TX	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 6, 1990	May 27, 2004	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	May 15, 2026	May 11, 2026	-4	Firm change	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
INDEPENDENT FINANCIAL PARTNERS	WOODBURY FINANCIAL SERVICES, INC.	Nov 28, 2014	Nov 28, 2014	0	Firm change	Other
LPL FINANCIAL LLC	INDEPENDENT FINANCIAL PARTNERS	Nov 28, 2011	Nov 30, 2011	2	Firm change	Other
EQUITABLE ADVISORS, LLC	LPL FINANCIAL LLC	May 27, 2004	May 21, 2004	-6	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 21, 2004 to Nov 28, 2011factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 19, 2024 to May 15, 2026factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 28, 2014 to Jan 19, 2024factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Nov 30, 2011 to Nov 28, 2014factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 6, 1990 to May 27, 2004factForm ADV

Dated events

Occurred
May 15, 2026
Advisor changed firm
Toby John Peters left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2026-05-11)
Form ADVobserved 6 days ago