RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• J••• P•••••
- L•• F•••••••• L•• BD affiliated currentsince May 11, 2026 · Celina, Tx
- O•••• W•••••• I••• BD affiliatedJan 19, 2024 to May 15, 2026 · Celina, Tx
- W••••••• F•••••••• S•••••••• I••• formerNov 28, 2014 to Jan 19, 2024 · Celina, Tx
- I••••••••• F•••••••• P••••••• BD affiliatedNov 30, 2011 to Nov 28, 2014 · Celina, Tx
- L•• F•••••••• L•• BD affiliatedMay 21, 2004 to Nov 28, 2011 · Celina, Tx
- E•••••••• A•••••••• L•• national BDFeb 6, 1990 to May 27, 2004 · Dallas, Tx
- O•••• W•••••• I••• to L•• F•••••••• L••left May 15, 2026, registered May 11, 2026 (-4 days) · Affiliated broker-dealer or bank to another
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- I••••••••• F•••••••• P••••••• to W••••••• F•••••••• S•••••••• I•••left Nov 28, 2014, registered Nov 28, 2014 (0 days) · Other
- L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••left Nov 28, 2011, registered Nov 30, 2011 (2 days) · Other
- E•••••••• A•••••••• L•• to L•• F•••••••• L••left May 27, 2004, registered May 21, 2004 (-6 days) · Other
- T••• J••• P••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2026-05-11)May 15, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address