M•••••• H••••••

Advisor at K•••••••• W••••• A•••••••• L••

Raleigh, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e0d8953-6cb8-357b-1f9a-7c87fcace1ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 5, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 15, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Sep 3, 2024	n/a	yes	Raleigh, NC	Current employment
E••••••••• P•••••••• L••	Former SEC adviser	Nov 16, 2018	Sep 3, 2024	no	Raleigh, NC\|WINCHESTER, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••••• P•••••••• L••	K•••••••• W••••• A•••••••• L••	Sep 3, 2024	Sep 3, 2024	0	Firm change	RIA to ibd
H••••• R••••	E••••••••• P•••••••• L••	Oct 4, 2018	Nov 16, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
283884:288792:TN:2024-09-03	Sep 3, 2024	Sep 3, 2024	WINCHESTER, TN	Firm change
170037:283884:NC:2018-10-04	Oct 4, 2018	Nov 16, 2018	CHARLOTTE, NC	Firm change

Relationships

Registered with (6)

→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Sep 3, 2024 to presentfactForm ADV
→ E••••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 16, 2018 to Sep 3, 2024factForm ADV
→ H••••• R••••Registered adviserregistration: previous registration
Jun 13, 2017 to Oct 4, 2018factForm ADV
→ E•••••••• P••••••••• L••Registered adviser

Dated events

Occurred
Sep 3, 2024
Advisor changed firm
M•••••• H•••••• left E••••••••• P•••••••• L•• for K•••••••• W••••• A•••••••• L•• (registered 2024-09-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e0d8953-6cb8-357b-1f9a-7c87fcace1ac
First observed: Apr 5, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.