A••• E••••••

Advisor at U••• A•••••••

MIAMI, FL

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Search this name across graphsid dfx:ria:6e0dd54d-7216-571c-82cc-1b7d4dedf36d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••• A•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 5, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••• A•••••••	Mixed wealth	Oct 27, 2021	n/a	yes	MIAMI, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 1, 2003	Nov 3, 2021	no	MIAMI, FL\|MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	U••• A•••••••	Nov 3, 2021	Oct 27, 2021	-7	Firm change	Wirehouse to RIA
P••••••••• E••••• G••••• L••	W•••• F•••• A•••••••	Jul 1, 2003	Jul 1, 2003

Relationships

Registered with (3)

→ U••• A•••••••Registered adviserregistration: current employment
Oct 27, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 1, 2003 to Nov 3, 2021factForm ADV
→ P••••••••• E••••• G••••• L••Registered adviserregistration: previous registration
Apr 14, 2003 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e0dd54d-7216-571c-82cc-1b7d4dedf36d
First observed: Apr 14, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.