DFX Intelligence

L•••• N••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

L•••• N••••• W••••

Advisor at O•••• W•••••• I•••

LAVISTA, NE

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Search this name across graphsid dfx:ria:6e0ee2ae-5571-f208-3a2f-47c822c7c151

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: May 11, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Oct 10, 2025	n/a	yes	LAVISTA, NE	Current employment
G•••• P•••• A•••••••• L••	Former SEC adviser	Jan 18, 2024	Sep 26, 2025	no	Syracuse, NY\|ROCKVILLE, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	G•••• P•••• A•••••••• L••	Sep 26, 2025	Jan 18, 2024	-617	Channel change	Ibd to ibd
G•••• P•••• A•••••••• L••	O•••• W•••••• I•••	Sep 26, 2025	Oct 10, 2025

Relationships

Registered with (7)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Oct 10, 2025 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Jun 7, 2022 to Sep 26, 2025factForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 21, 2023 to Sep 26, 2025factForm ADV
→ G•••• P•••• A•••••••• L••

Dated events

Occurred
Sep 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 26, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e0ee2ae-5571-f208-3a2f-47c822c7c151
First observed: May 11, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.