DFX Intelligence

K•••••• J••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

K•••••• J••••• L••••••

Advisor at A•••••• R••••••• C••••••

Larose, LA | DALLAS, TX

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Search this name across graphsid dfx:ria:6e158f2a-b34c-49fd-1016-f1c10c4234e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 13, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• R••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 10, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• R••••••• C••••••	Independent wealth	Aug 2, 2018	n/a	yes	Larose, LA\|DALLAS, TX	Current employment
L•••• F••• A••••••• S•••••••	Bd affiliated wealth	Jul 9, 2015	Aug 2, 2018	no	LOCKPORT, LA\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• F••• A••••••• S•••••••	A•••••• R••••••• C••••••	Aug 2, 2018	Aug 2, 2018	0	Firm change	Ibd to RIA
S••••••• I••••••••• I•••	L•••• F••• A••••••• S•••••••	Jul 9, 2015	Jul 9, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
134086:164109:TX:2018-08-02	Aug 2, 2018	Aug 2, 2018	DALLAS, TX	Firm change

Relationships

Registered with (3)

→ A•••••• R••••••• C••••••Registered adviserregistration: current employment
Aug 2, 2018 to presentfactForm ADV
→ L•••• F••• A••••••• S•••••••Registered adviserregistration: previous registration
Jul 9, 2015 to Aug 2, 2018factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Nov 13, 2002 to Jul 9, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e158f2a-b34c-49fd-1016-f1c10c4234e5
First observed: Nov 13, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.