DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EXODUS WEALTH, LLC
Centerville, OH | FORT LAUDERDALE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EXODUS WEALTH, LLC | Independent wealth | Jan 6, 2020 | n/a | yes | Centerville, OH|FORT LAUDERDALE, FL | Current employment |
| EXODUS WEALTH, LLC | Independent wealth | Jun 16, 2016 | Dec 31, 2019 | no | San Ramon, CA|FORT LAUDERDALE, FL | Previous registration |
| PROSPERITY FINANCIAL GROUP, INC. | Former SEC adviser | Jun 16, 2016 | Jun 16, 2016 | no | Centerville, OH|SAN RAMON, CA | Previous registration |
| STONEX ADVISORS INC. | Bd affiliated wealth | Jan 30, 2015 | Jun 7, 2016 | no | BIRMINGHAM, AL | Previous registration |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Former SEC adviser | Jun 1, 2004 | Jan 30, 2015 | no | DAYTON, OH|TROY, OH|YOUNGSTOWN, OH|YOUNGSTOWN, OH | Previous registration |
| WS GRIFFITH SECURITIES, INC. | n/a | Jan 3, 2000 | Jun 9, 2004 | no | DAYTON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PROSPERITY FINANCIAL GROUP, INC. | EXODUS WEALTH, LLC | Jun 16, 2016 | Jun 16, 2016 | 0 | Firm change | Other |
| STONEX ADVISORS INC. | PROSPERITY FINANCIAL GROUP, INC. | Jun 7, 2016 | Jun 16, 2016 | 9 | Firm change | Other |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | STONEX ADVISORS INC. | Jan 30, 2015 | Jan 30, 2015 | 0 | Bulk transfer | Other |
| WS GRIFFITH SECURITIES, INC. | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Jun 9, 2004 | Jun 1, 2004 | -8 | Firm change | Other |