This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CONFLUENT ASSET MANAGEMENT LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Aug 9, 2018

First registration

Sep 14, 2018

Dual registered

no

Other names

Nick Chavez

IAPD individual key

7020393

• Occurred

  Jul 25, 2025
  Advisor changed firm

  Nicholas Ryan Chavez left Equitable Advisors, Llc for Confluent Asset Management Llc (registered 2025-08-01)

  Form ADVobserved 5 days ago
• Occurred

  Apr 26, 2024
  Advisor changed firm

  Nicholas Ryan Chavez left Edelman Financial Engines for Equitable Advisors, Llc (registered 2024-09-13)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6e2137f8-3c1d-9e6b-84e3-bfb07fa51271

First observed

Sep 14, 2018

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.