DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••••• R••• C•••••

C•••••••• A•••• M••••••••• L••state registeredScottsdale, AzIA-onlyIAPD 7020393

Feed of 09/14/2026

Also filed as Nick Chavez

At current firm

1 y

since Aug 1, 2025

In the industry

12 y

since May 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• A•••• M••••••••• L•• state registered current
since Aug 1, 2025 · Scottsdale, Az
E•••••••• A•••••••• L•• national BD
Sep 13, 2024 to Jul 25, 2025 · Scottsdale, Az
E•••••• F•••••••• E•••••• independent RIA
Sep 14, 2018 to Apr 26, 2024 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

E•••••••• A•••••••• L•• to C•••••••• A•••• M••••••••• L••
left Jul 25, 2025, registered Aug 1, 2025 (7 days) · Affiliated broker-dealer or bank to a state-registered adviser
E•••••• F•••••••• E•••••• to E•••••••• A•••••••• L••
left Apr 26, 2024, registered Sep 13, 2024 (140 days) · RIA to affiliated broker-dealer or bank

Signals

N••••••• R••• C••••• left E•••••••• A•••••••• L•• for C•••••••• A•••• M••••••••• L•• (registered 2025-08-01)
Jul 25, 2025 · Advisor changed firm · fact
N••••••• R••• C••••• left E•••••• F•••••••• E•••••• for E•••••••• A•••••••• L•• (registered 2024-09-13)
Apr 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address