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Advisor at J. W. COLE ADVISORS, INC.
Davenport, IA | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Nov 21, 2018 | n/a | yes | TAMPA, FL|Davenport, IA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 21, 2014 | Apr 12, 2017 | no | MILAN, IL | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Feb 2, 2006 | Jan 21, 2014 | no | MILAN, IL|MILAN, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | J. W. COLE ADVISORS, INC. | Apr 12, 2017 | Nov 21, 2018 | 588 | Firm change after gap | Other |
| CETERA INVESTMENT SERVICES LLC | CETERA INVESTMENT ADVISERS LLC | Jan 21, 2014 | Jan 21, 2014 | 0 | Bulk transfer | Other |