DFX Intelligence

M••••••• C••••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

M••••••• C••••• K•••••••

Advisor at C••••••• W••••• A••••••• L••

DENVER, CO

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Search this name across graphsid dfx:ria:6e30544f-73f2-dd49-38c9-8d4ab09c1803

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 7, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• W••••• A••••••• L••	Independent wealth	Apr 6, 2025	n/a	yes	DENVER, CO	Current employment
S••••••••• P•••••• C•••••• M••••••••• L••	Other adviser	Feb 13, 2024	Apr 7, 2025	no	COLUMBIA, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• P•••••• C•••••• M••••••••• L••	C••••••• W••••• A••••••• L••	Apr 7, 2025	Apr 6, 2025	-1	Firm change	RIA to RIA
C•••••• S••••• • C••• I•••	S••••••••• P•••••• C•••••• M••••••••• L••	Feb 10, 2023	Feb 13, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
165306:330057:SC:2025-04-07	Apr 7, 2025	Apr 6, 2025	COLUMBIA, SC	Firm change

Relationships

Registered with (3)

→ C••••••• W••••• A••••••• L••Registered adviserregistration: current employment
Apr 6, 2025 to presentfactForm ADV
→ S••••••••• P•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 13, 2024 to Apr 7, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jul 7, 2017 to Feb 10, 2023factForm ADV

Dated events

Occurred
Apr 7, 2025
Advisor changed firm
M••••••• C••••• K••••••• left S••••••••• P•••••• C•••••• M••••••••• L•• for C••••••• W••••• A••••••• L•• (registered 2025-04-06)
Form ADVobserved 7 days ago
Occurred
Feb 10, 2023
Advisor changed firm
M••••••• C••••• K••••••• left C•••••• S••••• • C••• I••• for S••••••••• P•••••• C•••••• M••••••••• L•• (registered 2024-02-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e30544f-73f2-dd49-38c9-8d4ab09c1803
First observed: Jul 7, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.