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Advisor at GLOBAL RETIREMENT PARTNERS LLC
Latham, NY | SAN RAFAEL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | Institutional manager | Sep 16, 2022 | n/a | yes | SAN RAFAEL, CA|Latham, NY | Current employment |
| DIRECT ADVISORS, LLC | Former SEC adviser | Jun 2, 2022 | Dec 5, 2022 | no | LATHAM, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 24, 2017 | Jan 31, 2022 | no | PROVIDENCE, RI|LATHAM, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DIRECT ADVISORS, LLC | GLOBAL RETIREMENT PARTNERS LLC | Dec 5, 2022 | Sep 16, 2022 | -80 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | DIRECT ADVISORS, LLC | Jan 31, 2022 | Jun 2, 2022 | 122 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141515:172011:NY:2022-12-05 | Dec 5, 2022 | Sep 16, 2022 | LATHAM, NY | Firm change after gap |