DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
Bristol, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | Bristol, IN | Current employment |
| M••••••••• I••••••••• M••••••••• L•• | Mixed wealth | May 9, 2011 | Sep 14, 2022 | no | CHICAGO, IL|GOSHEN, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••••••• I••••••••• M••••••••• L•• | C••••• I••••••••• A••••••• L•• | Sep 14, 2022 | Jun 29, 2023 | 288 | Firm change | RIA to ibd |
| D•• I••••••••• M••••••••• A•••••••• I••• | M••••••••• I••••••••• M••••••••• L•• | Apr 4, 2008 | May 9, 2011 |
| D•• I••••••••• M••••••••• A•••••••• I••• | Other adviser | Jul 8, 2003 | Apr 4, 2008 | no | CHICAGO, IL | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Jul 6, 1998 | May 29, 2003 | no | CHICAGO, IL | Previous registration |
| 1,130 |
| Firm change after gap |
| Other |
| C•••••• S••••• • C••• I••• | D•• I••••••••• M••••••••• A•••••••• I••• | May 29, 2003 | Jul 8, 2003 | 40 | Firm change | Other |