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Advisor at AEGIS CAPITAL CORP.
MELVILLE, NY | PROVO, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | Bd affiliated wealth | Jul 13, 2026 | n/a | yes | MELVILLE, NY|PROVO, UT | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Mar 28, 2024 | Apr 10, 2026 | no | OREM, UT|PROVO, UT|PROVO, UT|OREM, UT|Spanish Fork, UT | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 14, 2017 | Apr 17, 2019 | no | SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | AEGIS CAPITAL CORP. | Apr 10, 2026 | Jul 13, 2026 | 94 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Apr 17, 2019 | Mar 28, 2024 | 1,807 | Firm change after gap | Wirehouse to wirehouse |