This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

REGAL INVESTMENT ADVISORS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2006earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Jan 8, 2016

First registration

May 17, 2016

Dual registered

yes, broker-dealer

Other names

JILL ANNE MILLER

IAPD individual key

3222590

• Occurred

  May 2, 2022
  Advisor changed firm

  Jill Anne Veenstra left Oakwood Capital, Inc. for Regal Investment Advisors Llc (registered 2024-12-09)

  Form ADVobserved 6 days ago
• Occurred

  Mar 14, 2022
  Advisor changed firm

  Jill Anne Veenstra left Huntington Financial Advisors for Oakwood Capital, Inc. (registered 2022-03-22)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6e5d56bd-12a3-4dcd-488b-a8e7a85b7476

First observed

May 17, 2016

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.