DFX Intelligence

W•••••• W•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

W•••••• W•••••

W•••••• W••••• LLC, CRD 332096

CHICAGO, IL

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Search this name across graphsid dfx:ria:6e5f6f09-59f8-2d3d-e04c-79b9d4b25acb

Data as of May 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Jun 20, 2024 to May 6, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $268M••• Locked
Discretionary RAUM: $268M
Private client RAUM: $266Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $53.7Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••• P•••••• B••••••	n/a	CHICAGO, IL	1	14	1	no
B•••••• K•••	n/a	CHICAGO, IL	1	10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• S••••• P••••••	Cio	D	yes	06/2024	Jun 20, 2024	Nov 21, 2024
K•••• B••••••	Cco	D	yes	06/2024	Jun 20, 2024	Nov 21, 2024
W•••••• H•••••••• I•••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	2	0	0	4	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$268M	$745,303	35919.1%	n/a	n/a	4	2	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
J••• M••••• S••••••••• L••	2	May 1, 2024	Mar 9, 2025	CHICAGO, IL	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (5)

← A••••• J•••• F••••••••Advisorregistration: current employment
Aug 20, 2026 to presentfactForm ADV
← V••••• A••• M••••••••Advisorregistration: current employment
Aug 12, 2026 to presentfactForm ADV
← J•••• MILTON THOMAS LANGERAdvisorregistration: current employment
Jun 1, 2026 to presentfactForm ADV
← S•••• P•••••• B••••••

Dated events

Occurred
Jun 20, 2024
First Form ADV filing
W•••••• W••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago
Occurred
May 1, 2024
Team lift-out
2 advisors left J••• M••••• S••••••••• L•• (Chicago, IL) for W•••••• W••••• on the same day
Form ADVobserved 7 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e5f6f09-59f8-2d3d-e04c-79b9d4b25acb
First observed: Jun 20, 2024
Last observed: May 6, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.