DFX Intelligence

V••••• A••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

V••••• A••• M••••••••

Advisor at W•••••• W•••••

CHICAGO, IL

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Search this name across graphsid dfx:ria:dc95194a-5a7a-f4b5-4f55-ed8d30586b22

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• W•••••	Independent wealth	Aug 12, 2026	n/a	yes	CHICAGO, IL	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Jul 31, 2015	Jul 13, 2026	no	Lone Tree, CO\|Torrance, CA\|Oak Brook, IL\|Northbrook, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	W•••••• W•••••	Jul 13, 2026	Aug 12, 2026	30	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ W•••••• W•••••Registered adviserregistration: current employment
Aug 12, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jul 31, 2015 to Jul 13, 2026factForm ADV

Dated events

Occurred
Jul 13, 2026
Advisor changed firm
V••••• A••• M•••••••• left C•••••• S••••• • C••• I••• for W•••••• W••••• (registered 2026-08-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc95194a-5a7a-f4b5-4f55-ed8d30586b22
First observed: Jul 31, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.