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Advisor at LPL FINANCIAL LLC
LONGVIEW, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 24, 2026 | n/a | yes | LONGVIEW, TX | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Aug 18, 2021 | Mar 30, 2026 | no | TYLER, TX|LONGVIEW, TX|KILGORE, TX|MARSHALL, TX | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | May 27, 2011 | Aug 17, 2021 | no | LONGVIEW, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | LPL FINANCIAL LLC | Mar 30, 2026 | Mar 24, 2026 | -6 | Firm change | Ibd to ibd |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | PNC WEALTH MANAGEMENT | Aug 17, 2021 | Aug 18, 2021 | 1 | Bulk transfer | Ibd to ibd |