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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

FRANK PAUL BARRELLA

Advisor at SPC

Jupiter, FL | ANN ARBOR, MI

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Search this name across graphsid dfx:ria:6e68f5f5-22ee-35e2-e92e-a725df373b8b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 18, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 18, 2000
First registration: Aug 20, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 1936084

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Spc	Bd affiliated wealth	Aug 11, 2016	n/a	yes	Jupiter, FL\|ANN ARBOR, MI	Current employment
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Jan 3, 2011	Aug 30, 2016	no	JUPITER, FL	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 12, 2009	Nov 16, 2010	no	BOCA RATON, FL\|PALM BEACH GARDENS, FL\|BOCA RATON, FL	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Oct 20, 2005	Nov 26, 2008	no	BOCA RATON, FL\|BOCA RATON, FL	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Aug 20, 2003	Aug 9, 2004	no	PALM BEACH GARDENS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL GROUP INC	Spc	Aug 30, 2016	Aug 11, 2016	-19	Firm change	Other
SECURIAN FINANCIAL SERVICES, INC.	SUMMIT FINANCIAL GROUP INC	Nov 16, 2010	Jan 3, 2011	48	Firm change	Other
SIGNATOR INVESTORS, INC.	SECURIAN FINANCIAL SERVICES, INC.	Nov 26, 2008	Feb 12, 2009	78	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	SIGNATOR INVESTORS, INC.	Aug 9, 2004	Oct 20, 2005	437	Firm change after gap	Other

Relationships

Registered with (5)

→ SPCRegistered adviserregistration: current employment
Aug 11, 2016 to presentfactForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Jan 3, 2011 to Aug 30, 2016factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 12, 2009 to Nov 16, 2010factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Oct 20, 2005 to Nov 26, 2008factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Aug 20, 2003 to Aug 9, 2004factForm ADV

Dated events

No dated event names this entity yet.