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Feed of 09/14/2026
At current firm
10 y
since Aug 11, 2016
In the industry
26 y
since Aug 18, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Aug 11, 2016 · Jupiter, Fl
- S••••• F•••••••• G•••• I•• formerJan 3, 2011 to Aug 30, 2016 · Jupiter, Fl
- S••••••• F•••••••• S•••••••• I••• formerFeb 12, 2009 to Nov 16, 2010 · Boca Raton, Fl
- S••••••• I••••••••• I••• formerOct 20, 2005 to Nov 26, 2008 · Boca Raton, Fl
- A••••••••• A•••••• S•••••••• I••• unclassifiedAug 20, 2003 to Aug 9, 2004 · Palm Beach Gardens, Fl
Moves
a registration end followed by a registration begin elsewhere
- S••••• F•••••••• G•••• I•• to S••left Aug 30, 2016, registered Aug 11, 2016 (-19 days) · Other
- S••••••• F•••••••• S•••••••• I••• to S••••• F•••••••• G•••• I••left Nov 16, 2010, registered Jan 3, 2011 (48 days) · Other
- S••••••• I••••••••• I••• to S••••••• F•••••••• S•••••••• I•••left Nov 26, 2008, registered Feb 12, 2009 (78 days) · Other
- A••••••••• A•••••• S•••••••• I••• to S••••••• I••••••••• I•••left Aug 9, 2004, registered Oct 20, 2005 (437 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address