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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

ANTHONY JAMES MANGANARO

Advisor at CONVERGENCE ADVISORY GROUP

OMAHA, NE

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Search this name across graphsid dfx:ria:6e6bbb5d-dbf0-9375-42b9-5fbc7c2ee84e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONVERGENCE ADVISORY GROUP
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 5, 2002
First registration: Jul 18, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4530239

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONVERGENCE ADVISORY GROUP	State registered	Nov 6, 2020	n/a	yes	OMAHA, NE	Current employment
CONTINUUM FINANCIAL	n/a	Dec 19, 2019	Jan 19, 2021	no	OMAHA, NE	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	Dec 19, 2019	no	OMAHA, NE\|NASHVILLE, TN	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 13, 2016	Nov 2, 2018	no	OMAHA, NE\|GOLD RIVER, CA\|NASHVILLE, TN	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Nov 21, 2012	May 13, 2016	no	OMAHA, NE\|ST. PETERSBURG, FL\|GOLD RIVER, CA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 28, 2005	Nov 20, 2012	no	OMAHA, NE\|OMAHA, NE\|Omaha, NE	Previous registration
MAIN STREET ADVISORS, LLC	Former SEC adviser	Mar 5, 2004	Sep 21, 2005	no	OMAHA, NE	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Mar 7, 2003	Aug 14, 2003	no	OMAHA, NE	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 18, 2002	Feb 20, 2003	no	OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONTINUUM FINANCIAL	CONVERGENCE ADVISORY GROUP	Jan 19, 2021	Nov 6, 2020	-74	Firm change after gap	Other
OSAIC WEALTH, INC.	CONTINUUM FINANCIAL	Dec 19, 2019	Dec 19, 2019	0	Firm change	Other
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
TRANSAMERICA FINANCIAL ADVISORS, LLC	SIGNATOR INVESTORS, INC.	May 13, 2016	May 13, 2016	0	Bulk transfer	Other
MML INVESTORS SERVICES, LLC	TRANSAMERICA FINANCIAL ADVISORS, LLC	Nov 20, 2012	Nov 21, 2012	1	Firm change	Other
MAIN STREET ADVISORS, LLC	MML INVESTORS SERVICES, LLC	Sep 21, 2005	Oct 28, 2005	37	Firm change	Other
NEXT FINANCIAL GROUP, INC.	MAIN STREET ADVISORS, LLC	Aug 14, 2003	Mar 5, 2004	204	Firm change	Other
MORGAN STANLEY DW INC.	NEXT FINANCIAL GROUP, INC.	Feb 20, 2003	Mar 7, 2003	15	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
175297:308408:NE:2021-01-19	Jan 19, 2021	Nov 6, 2020	OMAHA, NE	Firm change after gap

Relationships

Registered with (9)

→ CONVERGENCE ADVISORY GROUPRegistered adviserregistration: current employment
Nov 6, 2020 to presentfactForm ADV
→ CONTINUUM FINANCIALRegistered adviserregistration: previous registration
Dec 19, 2019 to Jan 19, 2021factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 2, 2018 to Dec 19, 2019factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 13, 2016 to Nov 2, 2018factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 21, 2012 to May 13, 2016factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Oct 28, 2005 to Nov 20, 2012factForm ADV
→ MAIN STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 5, 2004 to Sep 21, 2005factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Mar 7, 2003 to Aug 14, 2003factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 18, 2002 to Feb 20, 2003factForm ADV

Dated events

No dated event names this entity yet.