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RIA / WealthAdvisor18 years in industry

Patrick Randell Norfleet

Advisor at SOWELL MANAGEMENT

Houston, TX | NORTH LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:6e6d87cc-5461-5a4a-4e30-db6cc350d815

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Aug 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOWELL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 3, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 3, 2008
First registration: Aug 14, 2008
Dual registered: no
IAPD individual key: 5288870

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOWELL MANAGEMENT	Independent wealth	Feb 9, 2023	n/a	yes	Houston, TX\|NORTH LITTLE ROCK, AR	Current employment
EDWARD JONES	National bd RIA	Aug 3, 2018	Feb 7, 2023	no	Cypress, TX\|Houston, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 1, 2016	Aug 9, 2018	no	THE WOODLANDS, TX\|HOUSTON, TX\|THE WOODLANDS, TX\|SPRING, TX\|HOUSTON, TX\|SPRING, TX\|CONROE, TX\|WILLIS, TX	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Mar 3, 2016	Aug 15, 2016	no	Tomball, TX\|The Woodlands, TX	Previous registration
ZIONS CAPITAL ADVISORS, INC.	Institutional manager	Jan 6, 2016	Feb 26, 2016	no	Houston, TX\|SALT LAKE CITY, UT	Previous registration
AMEGY INVESTMENTS, INC.	Former SEC adviser	Jun 5, 2014	Dec 31, 2015	no	HOUSTON, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 19, 2012	Jun 11, 2014	no	THE WOODLANDS, TX\|HOUSTON, TX\|THE WOODLANDS, TX\|HOUSTON, TX\|AUSTIN, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Oct 22, 2012	no	HOUSTON, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 14, 2008	Oct 1, 2012	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	SOWELL MANAGEMENT	Feb 7, 2023	Feb 9, 2023	2	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	EDWARD JONES	Aug 9, 2018	Aug 3, 2018	-6	Firm change	Wirehouse to ibd
PNC MANAGED ACCOUNT SOLUTIONS, INC.	WELLS FARGO ADVISORS	Aug 15, 2016	Sep 1, 2016	17	Firm change	Other
ZIONS CAPITAL ADVISORS, INC.	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Feb 26, 2016	Mar 3, 2016	6	Firm change	Other
AMEGY INVESTMENTS, INC.	ZIONS CAPITAL ADVISORS, INC.	Dec 31, 2015	Jan 6, 2016	6	Firm change	Other
WELLS FARGO ADVISORS	AMEGY INVESTMENTS, INC.	Jun 11, 2014	Jun 5, 2014	-6	Firm change	Other
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Oct 22, 2012	Oct 19, 2012	-3	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:250:TX:2018-07-31	Aug 9, 2018	Aug 3, 2018	WILLIS, TX	Firm change
120145:131308:TX:2015-12-31	Dec 31, 2015	Jan 6, 2016	HOUSTON, TX	Firm change

Relationships

Registered with (8)

→ SOWELL MANAGEMENTRegistered adviserregistration: current employment
Feb 9, 2023 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 3, 2018 to Feb 7, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 1, 2016 to Aug 9, 2018factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Mar 3, 2016 to Aug 15, 2016factForm ADV
→ ZIONS CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 6, 2016 to Feb 26, 2016factForm ADV
→ AMEGY INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 5, 2014 to Dec 31, 2015factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Oct 22, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Aug 14, 2008 to Oct 1, 2012factForm ADV

Dated events

Occurred
Feb 7, 2023
Advisor changed firm
Patrick Randell Norfleet left Edward Jones for Sowell Management (registered 2023-02-09)
Form ADVobserved 6 days ago