DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
MADISON, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 9, 2022 | n/a | yes | MADISON, MS | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Feb 7, 2019 | Dec 9, 2022 | no | MADISON, MS|JACKSON, MS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | L•• F•••••••• L•• | Dec 9, 2022 | Dec 9, 2022 | 0 | Firm change | Ibd to RIA |
| L•• F•••••••• L•• | C••••• I••••••••• A••••••• L•• | Feb 6, 2019 | Feb 7, 2019 |
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 2, 2014 | Feb 6, 2019 | no | RIDGELAND, MS|MADISON, MS | Previous registration |
| H•••• W••••• A•••••••• L•• | Former SEC adviser | Jul 14, 2010 | Dec 11, 2012 | no | RIDGELAND, MS | Previous registration |
| T•••••••• I••••••••• A•••••••• I••• | Former SEC adviser | Apr 15, 2009 | May 28, 2009 | no | RIDGELAND, MS | Previous registration |
| 1 |
| Firm change |
| RIA to ibd |
| H•••• W••••• A•••••••• L•• | L•• F•••••••• L•• | Dec 11, 2012 | Dec 2, 2014 | 721 | Firm change after gap | Other |
| T•••••••• I••••••••• A•••••••• I••• | H•••• W••••• A•••••••• L•• | May 28, 2009 | Jul 14, 2010 | 412 | Firm change after gap | Other |