RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• B••••• B••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 9, 2022 · Madison, Ms
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 7, 2019 to Dec 9, 2022 · Madison, Ms
- L•• F•••••••• L•• BD affiliatedDec 2, 2014 to Feb 6, 2019 · Ridgeland, Ms
- H•••• W••••• A•••••••• L•• formerJul 14, 2010 to Dec 11, 2012 · Ridgeland, Ms
- T•••••••• I••••••••• A•••••••• I••• formerApr 15, 2009 to May 28, 2009 · Ridgeland, Ms
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Dec 9, 2022, registered Dec 9, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Feb 6, 2019, registered Feb 7, 2019 (1 days) · RIA to affiliated broker-dealer or bank
- H•••• W••••• A•••••••• L•• to L•• F•••••••• L••left Dec 11, 2012, registered Dec 2, 2014 (721 days) · Other
- T•••••••• I••••••••• A•••••••• I••• to H•••• W••••• A•••••••• L••left May 28, 2009, registered Jul 14, 2010 (412 days) · Other
- M••• B••••• B•••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2022-12-09)Dec 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address