DFX Intelligence

H••• T••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

H••• T••••• G••••

Advisor at R•••• O•• F•••••••• A•••••••• L••

WESTLAKE, OH | R•••• OAK, MI

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Search this name across graphsid dfx:ria:6e821f5b-25ca-4ef3-b04d-3c6c544be669

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 28, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• O•• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• O•• F•••••••• A•••••••• L••	I•••••••••_WEALTH	Jul 13, 2026	n/a	yes	R•••• OAK, MI\|WESTLAKE, OH	Current employment
W••••••••• F•••••••• A••••••• C•••	I•••••••••_WEALTH	Jan 10, 2024	Jul 20, 2026	no	Westlake, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• F•••••••• A••••••• C•••	R•••• O•• F•••••••• A•••••••• L••	Jul 20, 2026	Jul 13, 2026	-7	Firm change	RIA to RIA
S••••• I••••••••• A•••••••• L••	W••••••••• F•••••••• A••••••• C•••	Jan 18, 2024	Jan 10, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
110283:290152:OH:2026-07-20	Jul 20, 2026	Jul 13, 2026	WESTLAKE, OH	Firm change

Relationships

Registered with (3)

→ R•••• O•• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 13, 2026 to presentfactForm ADV
→ W••••••••• F•••••••• A••••••• C•••Registered adviserregistration: previous registration
Jan 10, 2024 to Jul 20, 2026factForm ADV
→ S••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 18, 2021 to Jan 18, 2024factForm ADV

Dated events

Occurred
Jul 20, 2026
Advisor changed firm
H••• T••••• G•••• left W••••••••• F•••••••• A••••••• C••• for R•••• O•• F•••••••• A•••••••• L•• (registered 2026-07-13)
Form ADVobserved 7 days ago
Occurred
Jan 18, 2024
Advisor changed firm
H••• T••••• G•••• left S••••• I••••••••• A•••••••• L•• for W••••••••• F•••••••• A••••••• C••• (registered 2024-01-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e821f5b-25ca-4ef3-b04d-3c6c544be669
First observed: Sep 28, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.