DFX Intelligence

R••••• A••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst31 years in industry

R••••• A••• L••••••••

Advisor at M••••• L•••• L•••••••• • W•••••• L••

BOSTON, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• L•••• L•••••••• • W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 28, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• L•••• L•••••••• • W•••••• L••	Independent wealth	May 7, 2016	n/a	yes	BOSTON, MA	Current employment
M••••• L••• • L••••••••• L••	Former SEC adviser	Jun 11, 2000	Apr 29, 2016	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• L••• • L••••••••• L••	M••••• L•••• L•••••••• • W•••••• L••	Apr 29, 2016	May 7, 2016	8	Channel change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
106000:283549:MA:2016-04-29	Apr 29, 2016	May 7, 2016	BOSTON, MA	Firm change

Relationships

Registered with (2)

→ M••••• L•••• L•••••••• • W•••••• L••Registered adviserregistration: current employment
May 7, 2016 to presentfactForm ADV
→ M••••• L••• • L••••••••• L••Registered adviserregistration: previous registration
Jun 11, 2000 to Apr 29, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 11, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.