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CRD 283549
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ROBERT ALAN LIEBERSON | Chartered Financial Analyst | BOSTON, MA | 10 | 31 | 1 | no |
| MICHAEL THOMAS BRADY | n/a | BOSTON, MA | 10 | 27 | 1 | no |
| JUDITH LYNN ROWLAND | n/a | BOSTON, MA | 10 | 24 | 4 | no |
| MICHAEL MACLEOD MOODY | Chartered Financial Analyst | BOSTON, MA | 10 | 45 | 1 | no |
| MARTIN WORTHINGTON LYNN | n/a | BOSTON, MA | 10 | 35 | 1 | no |
| ERIC GHAFAR WARASTA | Chartered Financial Analyst | BOSTON, MA | 8 | 22 | n/a | no |
| DAVID ELISHA WALKER | Chartered Financial Analyst | BOSTON, MA | 8 | 20 | n/a | no |
| Nicholas James Fitzgerald | Chartered Financial Analyst | BOSTON, MA | 6 | 16 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| INDIA WHARF LP | Other Private Fund | $13.3M | Mar 25, 2026 | 9 | Dec 14, 2011 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| LIEBERSON, ROBERT, ALAN | MANAGING MEMBER | C | yes | 07/2015 | Mar 25, 2026 | Mar 25, 2026 |
| LYNN, MARTIN, WORTHINGTON | Member | B | yes | 07/2015 | Mar 25, 2026 | Mar 25, 2026 |
| MOODY, MICHAEL, MACLEOD | Member | B | yes | 07/2015 | Mar 25, 2026 | Mar 25, 2026 |
| WALKER, DAVID, ELISHA | MANAGING MEMBER | B | yes | 02/2017 | Mar 25, 2026 | Mar 25, 2026 |
| BRADY, MICHAEL, THOMAS | Member | Na | no | 12/2025 | Mar 25, 2026 | Mar 25, 2026 |
| GOWELL, BRIAN, DAVID | CHIEF COMPLIANCE OFFICER | Na | no | 07/2015 | Mar 25, 2026 | Mar 25, 2026 |
| WARASTA, ERIC, GHAFAR | Member | Na | no | 12/2025 | Mar 25, 2026 | Mar 25, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MOODY, LYNN & LIEBERSON ASSOCIATES, LLC | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 25, 2026 | $2.4B | $2.4B | 14 | 8 | 0 | 1 | n/a |
| 2024 | Apr 2, 2025 | $2.2B | $2.2B | 14 | 8 | 0 | 1 | n/a |
| 2023 | Mar 26, 2024 | $1.6B | $1.6B | 13 | 8 | 0 | 1 | $13.2M |
| 2022 | Mar 30, 2023 | $1.5B | $1.5B | 12 | 8 | 1 | 1 | $12.5M |
| 2021 | Mar 29, 2022 | $1.8B | $1.8B | 13 | 8 | 1 | 1 | $15.6M |
| 2020 | Mar 29, 2021 | $1.5B | $1.5B | 13 | 8 | 1 | 1 | $13.5M |
| 2019 | Apr 2, 2020 | $1.4B | $1.4B | 13 | 8 | 1 | 1 | $13.1M |
| 2018 | Mar 26, 2019 | $1.1B | $1.1B | 12 | 7 | 1 | 1 | $13.8M |
| 2017 | Mar 30, 2018 | $1.2B | $1.2B | 12 | 7 | 1 | 1 | $16.8M |
| 2016 | Mar 29, 2017 | $1.0B | $1.0B | 11 | 6 | n/a | 1 | $15.3M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.4B | $2.2B | 10.1% | $1.5B | 16.0% | 14 | 14 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MOODY, LYNN & LIEBERSON, LLC | 5 | Apr 29, 2016 | May 31, 2016 | BOSTON, MA | Firm absorbed | Other | 100.0% |