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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

BRADLEY CLARK PICKRELL

Advisor at FIRST KENTUCKY SECURITIES CORP

LEXINGTON, KY

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Search this name across graphsid dfx:ria:6e89cae2-cb14-c55f-595a-af7458cfeb79

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIRST KENTUCKY SECURITIES CORP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 24, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 24, 2003
First registration: Jan 1, 2004
Dual registered: yes, broker-dealer
Other names: BRADLEY PICKRELL|BRADLEY CLARK PICKRELL|BRAD CLARK PICKRELL
IAPD individual key: 4690324

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIRST KENTUCKY SECURITIES CORP	Independent wealth	May 29, 2020	n/a	yes	LEXINGTON, KY	Current employment
ROSS, SINCLAIRE & ASSOCIATES, LLC	Former SEC adviser	Apr 3, 2020	Jun 1, 2020	no	CINCINNATI, OH\|LEXINGTON, KY	Previous registration
FIRST KENTUCKY SECURITIES CORP	Independent wealth	Mar 27, 2020	Apr 1, 2020	no	LEXINGTON, KY	Previous registration
ROSS, SINCLAIRE & ASSOCIATES, LLC	Former SEC adviser	Feb 5, 2010	Mar 26, 2020	no	LEXINGTON, KY\|CINCINNATI, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 1, 2004	Feb 18, 2010	no	LEXINGTON, KY\|LEXINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROSS, SINCLAIRE & ASSOCIATES, LLC	FIRST KENTUCKY SECURITIES CORP	Jun 1, 2020	May 29, 2020	-3	Firm change	RIA to RIA
FIRST KENTUCKY SECURITIES CORP	ROSS, SINCLAIRE & ASSOCIATES, LLC	Apr 1, 2020	Apr 3, 2020	2	Firm change	RIA to RIA
ROSS, SINCLAIRE & ASSOCIATES, LLC	FIRST KENTUCKY SECURITIES CORP	Mar 26, 2020	Mar 27, 2020	1	Firm change	RIA to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ROSS, SINCLAIRE & ASSOCIATES, LLC	Feb 18, 2010	Feb 5, 2010	-13	Firm change	Other

Relationships

Registered with (3)

→ FIRST KENTUCKY SECURITIES CORPRegistered adviserregistration: previous registration
Mar 27, 2020 to Apr 1, 2020factForm ADV
→ ROSS, SINCLAIRE & ASSOCIATES, LLCRegistered adviserregistration: previous registration
Apr 3, 2020 to Jun 1, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 1, 2004 to Feb 18, 2010factForm ADV

Dated events

No dated event names this entity yet.