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Advisor at LPL FINANCIAL LLC
PLANO, TX | FRISCO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 8, 2009 | n/a | yes | FRISCO, TX|PLANO, TX | Current employment |
| MUTUAL SERVICE CORPORATION | n/a | Apr 30, 2008 | Sep 8, 2009 | no | FRISCO, TX|WEST PALM BEACH, FL|FRISCO, TX | Previous registration |
| AMERICAN GENERAL SECURITIES INCORPORATED | n/a | Aug 14, 2001 | Apr 30, 2008 | no | FRISCO, TX|FRISCO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MUTUAL SERVICE CORPORATION | LPL FINANCIAL LLC | Sep 8, 2009 | Sep 8, 2009 | 0 | Bulk transfer | Other |
| AMERICAN GENERAL SECURITIES INCORPORATED | MUTUAL SERVICE CORPORATION | Apr 30, 2008 | Apr 30, 2008 | 0 | Firm change | Other |