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RIA Intelligence
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Registered advisor
B•••• S•••• B•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as B•••• B•••
At current firm
17 y
since Sep 8, 2009
In the industry
27 y
since Mar 3, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 8, 2009 · Frisco, Tx
- M••••• S•••••• C••••••••• unclassifiedApr 30, 2008 to Sep 8, 2009 · Frisco, Tx
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedAug 14, 2001 to Apr 30, 2008 · Frisco, Tx
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• C••••••••• to L•• F•••••••• L••left Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move
- A••••••• G•••••• S••••••••• I••••••••• to M••••• S•••••• C•••••••••left Apr 30, 2008, registered Apr 30, 2008 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address