DFX Intelligence

A•••••• M•••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

A•••••• M•••• G•••••••

Advisor at C•• I••••••••• L•••

HOUSTON, TX

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Search this name across graphsid dfx:ria:6e9a735e-5a0d-b33c-c82f-ff044695d02b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• I••••••••• L•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Nov 25, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• I••••••••• L•••	Asset manager	Jan 9, 2025	n/a	yes	HOUSTON, TX	Current employment
N•• Y••• L••• I••••••••• M••••••••• L••	Asset manager	May 24, 2011	Dec 2, 2024	no	NEW Y•••, NY\|ROSELAND, NJ\|North Caldwell, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• Y••• L••• I••••••••• M••••••••• L••	C•• I••••••••• L•••	Dec 2, 2024	Jan 9, 2025	38	Firm change	Other
E•••• S••••••••• L••	N•• Y••• L••• I••••••••• M••••••••• L••	May 24, 2011	May 24, 2011

Relationships

Registered with (4)

→ C•• I••••••••• L•••Registered adviserregistration: current employment
Jan 9, 2025 to presentfactForm ADV
→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
May 24, 2011 to Dec 2, 2024factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Jan 11, 2011 to May 24, 2011factForm ADV
→ L•••• A••••• • C•• L••

Dated events

Occurred
Dec 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e9a735e-5a0d-b33c-c82f-ff044695d02b
First observed: Nov 26, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.