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Advisor at CAPITAL CITY ASSET MANAGEMENT GROUP, LLC
POWELL, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CITY ASSET MANAGEMENT GROUP, LLC | Former SEC adviser | Jun 28, 2023 | n/a | yes | POWELL, OH | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Dec 13, 2017 | Jun 14, 2023 | no | MANSFIELD, OH|AUSTIN, TX | Previous registration |
| CAPITAL CITY ASSET MANAGEMENT GROUP, LLC | Former SEC adviser | Aug 12, 2015 | Dec 1, 2017 | no | POWELL, OH | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 13, 2015 | Jul 29, 2015 | no | DUBLIN, OH | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 30, 2007 | Jun 9, 2009 | no | REYNOLDSBURG, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | CAPITAL CITY ASSET MANAGEMENT GROUP, LLC | Jun 14, 2023 | Jun 28, 2023 | 14 | Firm change | Other |
| CAPITAL CITY ASSET MANAGEMENT GROUP, LLC | KESTRA ADVISORY SERVICES, LLC | Dec 1, 2017 | Dec 13, 2017 | 12 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | CAPITAL CITY ASSET MANAGEMENT GROUP, LLC | Jul 29, 2015 | Aug 12, 2015 | 14 | Firm change | Other |
| LPL FINANCIAL LLC | MML INVESTORS SERVICES, LLC | Jun 9, 2009 | Mar 13, 2015 | 2,103 | Firm change after gap | Other |