RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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K••• A•••• H•••••••••
- C•••••• C••• A•••• M••••••••• G••••• L•• former currentsince Jun 28, 2023 · Powell, Oh
- K••••• A••••••• S•••••••• L•• BD affiliatedDec 13, 2017 to Jun 14, 2023 · Mansfield, Oh
- C•••••• C••• A•••• M••••••••• G••••• L•• formerAug 12, 2015 to Dec 1, 2017 · Powell, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 13, 2015 to Jul 29, 2015 · Dublin, Oh
- L•• F•••••••• L•• BD affiliatedApr 30, 2007 to Jun 9, 2009 · Reynoldsburg, Oh
- K••••• A••••••• S•••••••• L•• to C•••••• C••• A•••• M••••••••• G••••• L••left Jun 14, 2023, registered Jun 28, 2023 (14 days) · Other
- C•••••• C••• A•••• M••••••••• G••••• L•• to K••••• A••••••• S•••••••• L••left Dec 1, 2017, registered Dec 13, 2017 (12 days) · Other
- M•• I•••••••• S•••••••• L•• to C•••••• C••• A•••• M••••••••• G••••• L••left Jul 29, 2015, registered Aug 12, 2015 (14 days) · Other
- L•• F•••••••• L•• to M•• I•••••••• S•••••••• L••left Jun 9, 2009, registered Mar 13, 2015 (2103 days) · Other
- K••• A•••• H••••••••• left K••••• A••••••• S•••••••• L•• for C•••••• C••• A•••• M••••••••• G••••• L•• (registered 2023-06-28)Jun 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address