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RIA / WealthAdvisor12 years in industry

Eric James Cassel

Advisor at THRIVE CAPITAL MANAGEMENT, LLC

FORT WASHINGTON, PA

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Search this name across graphsid dfx:ria:6e9d4987-beea-9a4f-8596-a9aa680329b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 29, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVE CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 1, 2015
First registration: Jan 29, 2016
Dual registered: no
Other names: Eric J Cassel|Eric James Cassel|Eric Cassel
IAPD individual key: 6451443

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVE CAPITAL MANAGEMENT, LLC	Independent wealth	Aug 4, 2026	n/a	yes	FORT WASHINGTON, PA	Current employment
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Mar 16, 2022	Jul 27, 2026	no	MALVERN, PA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 10, 2018	Nov 10, 2020	no	LOS ANGELES, CA\|EL SEGUNDO, CA\|WEST CHESTER, PA\|RADNOR, PA\|CHESTERBROOK, PA	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jan 29, 2016	Sep 14, 2017	no	PAOLI, PA\|PLYMOUTH MEETING, PA\|PAOLI, PA\|MARLTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VANGUARD ADVISERS, INC.	THRIVE CAPITAL MANAGEMENT, LLC	Jul 27, 2026	Aug 4, 2026	8	Firm change	Ibd to RIA
WELLS FARGO ADVISORS	VANGUARD ADVISERS, INC.	Nov 10, 2020	Mar 16, 2022	491	Firm change after gap	Wirehouse to ibd
CITIZENS SECURITIES, INC.	WELLS FARGO ADVISORS	Sep 14, 2017	Sep 10, 2018	361	Firm change	Other

Relationships

Registered with (4)

→ THRIVE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 4, 2026 to presentfactForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Mar 16, 2022 to Jul 27, 2026factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 10, 2018 to Nov 10, 2020factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Jan 29, 2016 to Sep 14, 2017factForm ADV

Dated events

Occurred
Jul 27, 2026
Advisor changed firm
Eric James Cassel left Vanguard Advisers, Inc. for Thrive Capital Management, Llc (registered 2026-08-04)
Form ADVobserved 4 days ago